15th Apr 2021 13:30
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 14 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,421,341 2.84 | 2,105,979 0.93 | ||||
(2) Derivatives (other than options) | 1,850,734 0.82 | 37,978 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 303,100 0.13 | ||||
Total | 8,272,075 3.66 | 2,447,057 1.08 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 59,000
6 6 10,555 508 5 630 68,601 5,966 51 9 44 19 100 11 105 93 20 100 40 9 100 3 5 17 11 46 12
200 6 100 27 1 3 59 10,499 41 100 1,672 400 330 100 86 100 191 278 94 500 50 2 508 36 630 1 100 74 118 73 100 2 70 100 100 124 100 300 100 259 24 37 100 6 12 197 389 63 23 216 100 10 7 50 55 15 164 50 111 100 208 2,657 6,875 100 124 100 159 46 100 103 2 100 4 83 15 892 68,601 2,275 12 118 4,712 34 5 15,282 28 108 171 100 113 1,625 100 100 90 338 1,868 55 41 14,060 63 5,966 2 1 11 2 10 1 2 59 17 11 1 3 5 7 1 7 11 93 10 1,538 1,000 10 100 100 182 2,196 33 200 46 55 2 3 4 128 11 6 1,233 136 400 699 100 203 7 73 1,541 117 100 88 97 5 5 5,006 8 100 5 80 358 15 109 10 10 23 344 9 5 44 26 226 545 2 1 3,245 83 100 | N/A
239.0800 USD 239.0900 USD 234.8700 USD 236.2345 USD 237.0000 USD 234.8575 USD 236.8533 USD 236.1381 USD 235.9814 USD 235.2243 USD 236.2087 USD 234.5976 USD 236.5707 USD 235.8827 USD 238.8893 USD 234.2000 USD 238.3947 USD 238.3294 USD 236.7059 USD 234.9646 USD 234.1600 USD 234.5400 USD 237.0020 USD 238.7888 USD 234.8183 USD 238.8644 USD 235.1381 USD
239.0300 USD 239.0900 USD 239.1600 USD 239.2000 USD 239.3000 USD 239.3100 USD 239.3200 USD 234.8700 USD 234.4790 USD 236.6500 USD 234.4702 USD 234.4600 USD 234.0980 USD 234.2800 USD 234.2250 USD 234.1962 USD 234.2872 USD 234.2857 USD 234.5800 USD 233.8636 USD 233.8683 USD 234.8500 USD 236.2345 USD 236.5100 USD 234.8575 USD 236.4900 USD 238.5000 USD 238.4700 USD 238.4500 USD 238.8800 USD 238.9400 USD 238.9000 USD 238.7700 USD 238.8200 USD 239.0700 USD 236.4800 USD 236.5400 USD 236.4600 USD 236.5500 USD 236.5900 USD 234.3600 USD 234.2500 USD 238.5200 USD 234.2750 USD 235.1800 USD 236.3100 USD 236.3000 USD 236.3300 USD 236.5000 USD 236.6400 USD 238.0400 USD 238.3900 USD 238.0300 USD 238.8100 USD 238.8000 USD 238.1400 USD 238.0900 USD 238.1300 USD 238.1000 USD 238.8500 USD 238.4520 USD 236.4227 USD 237.7502 USD 236.4700 USD 236.3800 USD 237.9600 USD 236.5200 USD 236.3900 USD 235.2000 USD 234.9900 USD 234.3200 USD 234.4500 USD 234.1900 USD 234.2900 USD 238.1900 USD 234.2738 USD 236.8533 USD 236.7437 USD 238.1500 USD 238.1100 USD 236.4371 USD 239.6400 USD 239.6600 USD 235.7293 USD 239.1200 USD 236.3200 USD 236.6000 USD 236.5300 USD 236.7600 USD 236.3433 USD 236.9100 USD 237.3400 USD 237.3200 USD 237.5062 USD 237.0202 USD 238.7400 USD 238.9700 USD 238.5752 USD 235.0771 USD 236.1381 USD 234.3300 USD 237.0700 USD 237.3636 USD 236.2850 USD 236.3360 USD 236.7500 USD 236.6300 USD 234.2336 USD 238.6841 USD 235.1173 USD 238.8750 USD 234.7700 USD 235.0680 USD 234.3286 USD 238.3400 USD 234.0100 USD 235.8827 USD 234.2000 USD 234.1600 USD 235.7704 USD 235.4550 USD 236.0600 USD 236.7400 USD 236.7900 USD 234.3120 USD 238.8178 USD 235.0600 USD 234.2100 USD 238.0500 USD 238.2500 USD 238.2400 USD 238.0800 USD 238.2300 USD 234.8222 USD 238.4800 USD 239.1100 USD 234.5425 USD 239.1226 USD 234.4950 USD 234.0699 USD 234.1000 USD 234.5683 USD 234.5400 USD 234.5100 USD 238.7292 USD 236.6200 USD 236.3700 USD 238.1089 USD 237.9200 USD 238.6500 USD 238.3800 USD 234.5444 USD 236.4100 USD 234.9300 USD 237.0020 USD 234.5600 USD 236.8462 USD 234.1827 USD 237.0490 USD 235.2570 USD 236.2170 USD 236.6422 USD 235.4572 USD 234.9856 USD 236.3400 USD 233.9864 USD 238.4450 USD 238.7934 USD 238.3504 USD 234.0500 USD 234.2200 USD 236.4576 USD 234.4700 USD 239.7600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Long
Increase Short
| 5,966 68,601 630 508
5 | 236.1381 USD 236.8533 USD 234.8575 USD 236.2345 USD
237.0020 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 15 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option | Written Written Written Written Written
| 46,200 71,700 77,400 104,700 3,100 | 270.00 270.00 270.00 270.00 270.00 | American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord