8th Dec 2020 15:26
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 07 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,705,813 2.93 | 2,745,239 1.20 | ||||
(2) Derivatives (other than options) | 2,569,535 1.12 | 74,527 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,275,348 4.05 | 2,846,066 1.24 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase(New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 46,500
59 166 50 607 34 100 147 203 1 1 23 4 2 4 719 6 465 3 2,200 1 9 6 652 200 48
100 259 100 66 24 50 1,818 556 100 100 47 147 78 200 1 160 1 3 47 23 65 23 1 719 26 700 60 6 35 36 33 91 3 28 2,200 1,500 27 26 48 34 1 9 111 1,048 | N/A
207.0200 USD 207.1800 USD 207.1996 USD 207.2000 USD 207.3000 USD 207.3500 USD 207.3868 USD 207.4800 USD 207.9300 USD 208.3100 USD 208.5200 USD 208.5700 USD 208.5950 USD 208.7250 USD 208.8071 USD 208.8742 USD 208.9092 USD 209.1333 USD 209.1964 USD 210.3550 USD 211.6000 USD 211.7000 USD 212.5637 USD 212.5700 USD 212.7000 USD
207.1414 USD 207.1513 USD 207.1621 USD 207.1800 USD 207.1950 USD 207.1996 USD 207.2000 USD 207.2404 USD 207.2749 USD 207.3273 USD 207.3450 USD 207.3868 USD 207.5041 USD 207.5050 USD 207.8300 USD 208.1626 USD 208.3100 USD 208.4417 USD 208.4896 USD 208.5200 USD 208.5263 USD 208.5500 USD 208.7100 USD 208.8071 USD 208.8252 USD 208.8271 USD 208.8275 USD 208.8742 USD 208.9026 USD 208.9917 USD 209.0409 USD 209.1133 USD 209.1333 USD 209.1714 USD 209.1964 USD 209.3760 USD 209.3874 USD 209.4085 USD 209.4313 USD 209.5044 USD 210.8900 USD 211.6000 USD 211.7000 USD 212.5720 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long Long Long Long
Short | 50 23 632 87 1,100 1,100
147 | 207.1996 USD 208.5200 USD 208.7735 USD 209.0574 USD 209.1932 USD 209.1995 USD
207.3868 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 08 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord