29th Jun 2021 13:10
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 28 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,783,662 3.01 | 2,151,320 0.95 | ||||
(2) Derivatives (other than options) | 1,844,437 0.82 | 82,649 0.04 | ||||
(3) Options and agreements to purchase/sell | 166,900 0.07 | 376,500 0.17 | ||||
Total | 8,794,999 3.90 | 2,610,469 1.16 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 113,400
2 2 63 33 100 89 100 100 100 200 100 110 399 300 8 1 100 500 242 101 100 508 1 100 1,148 5 100 200 100 39 3 3 200 1 1 1 100 100 1 1 1 1 100 1 1 1 1 596 1 1 8 1 100 400 1 1 1 1 1 1 1 1 1 2 100 1 1 1,700 87 7 2 64 6 2,398 1 2 2 3,423 1,090 41 1 2 5 51 850 2 28 3 1,500 1 2 93 3 2 2 2 15 8 5 1 1 200
2 63 1 89 48 33 6 11 8 64 70 13 24 35 12 12 3 39 7 12 66 46 200 216 1 66 4 102 65 16 62 11 55 94 36 529 100 64 3 62 29 42 84 1 332 101 64 59 100 1,148 90 10 100 12 118 100 3 1 198 4 1 1 2 100 1 1 1 2 1 1 1 200 1 8 1 596 200 1 16 1 400 1 1 1 1 55 1 1 1 1 1 1 2 29 300 3 1 187 14 2 2 319 1 8 686 2 101 101 1 23 3,423 1,090 48 1 1 51 1 1 3 1 1 93 2 1 2 2 1 37 1 1 12 242 92 19 6 | N/A
243.7400 USD 243.7200 USD 243.7100 USD 243.0700 USD 242.9889 USD 242.9300 USD 242.8305 USD 242.8155 USD 242.7585 USD 242.7101 USD 242.6986 USD 242.6836 USD 242.6045 USD 242.5680 USD 242.5600 USD 242.5300 USD 242.4900 USD 242.4700 USD 242.4476 USD 242.4300 USD 242.4149 USD 242.4137 USD 242.4000 USD 242.3900 USD 242.3879 USD 242.3800 USD 242.3700 USD 242.3467 USD 242.2800 USD 242.2677 USD 242.2600 USD 242.2400 USD 242.2300 USD 242.2200 USD 242.1800 USD 242.1700 USD 242.1500 USD 242.1181 USD 242.1100 USD 242.0900 USD 242.0500 USD 242.0400 USD 242.0222 USD 241.9700 USD 241.9500 USD 241.9200 USD 241.8900 USD 241.7678 USD 241.6100 USD 241.5300 USD 241.5200 USD 241.4700 USD 241.4600 USD 241.4575 USD 241.3200 USD 241.3100 USD 241.3000 USD 241.2700 USD 241.2600 USD 241.2500 USD 241.2400 USD 241.2200 USD 241.1400 USD 241.1000 USD 241.0900 USD 241.0700 USD 241.0500 USD 241.0059 USD 241.0000 USD 240.9950 USD 240.9800 USD 240.9700 USD 240.9317 USD 240.9300 USD 240.9100 USD 240.9000 USD 240.8550 USD 240.8513 USD 240.8448 USD 240.8100 USD 240.8000 USD 240.7900 USD 240.7840 USD 240.7816 USD 240.7539 USD 240.7450 USD 240.7407 USD 240.7400 USD 240.7353 USD 240.7300 USD 240.7200 USD 240.7100 USD 240.6967 USD 240.6900 USD 240.6750 USD 240.6450 USD 240.6300 USD 240.6200 USD 240.6160 USD 240.5800 USD 240.4900 USD 240.3600 USD
243.7400 USD 243.7100 USD 243.0000 USD 242.9300 USD 242.8221 USD 242.8198 USD 242.8168 USD 242.8029 USD 242.7757 USD 242.7512 USD 242.7101 USD 242.7040 USD 242.7016 USD 242.6993 USD 242.6966 USD 242.6962 USD 242.6875 USD 242.6847 USD 242.6836 USD 242.6743 USD 242.6701 USD 242.6678 USD 242.6500 USD 242.6314 USD 242.6174 USD 242.5908 USD 242.5703 USD 242.5660 USD 242.5626 USD 242.5600 USD 242.5546 USD 242.5445 USD 242.5300 USD 242.5296 USD 242.4967 USD 242.4912 USD 242.4900 USD 242.4862 USD 242.4800 USD 242.4763 USD 242.4694 USD 242.4600 USD 242.4480 USD 242.4444 USD 242.4429 USD 242.4300 USD 242.4078 USD 242.4000 USD 242.3900 USD 242.3879 USD 242.3840 USD 242.3800 USD 242.3700 USD 242.3458 USD 242.3229 USD 242.2800 USD 242.2400 USD 242.2200 USD 242.1963 USD 242.1925 USD 242.1800 USD 242.1700 USD 242.1575 USD 242.1500 USD 242.1200 USD 242.1100 USD 242.0900 USD 242.0500 USD 242.0400 USD 241.9700 USD 241.9500 USD 241.9250 USD 241.9200 USD 241.8925 USD 241.8900 USD 241.7678 USD 241.5700 USD 241.5300 USD 241.5200 USD 241.4700 USD 241.4575 USD 241.3200 USD 241.3100 USD 241.3000 USD 241.2700 USD 241.2669 USD 241.2600 USD 241.2500 USD 241.2400 USD 241.2200 USD 241.1400 USD 241.1300 USD 241.1250 USD 241.0955 USD 241.0900 USD 241.0700 USD 241.0500 USD 241.0000 USD 240.9950 USD 240.9900 USD 240.9800 USD 240.9745 USD 240.9700 USD 240.9663 USD 240.9300 USD 240.9250 USD 240.9100 USD 240.8920 USD 240.8900 USD 240.8609 USD 240.8513 USD 240.8448 USD 240.8100 USD 240.8000 USD 240.7900 USD 240.7816 USD 240.7600 USD 240.7500 USD 240.7400 USD 240.7300 USD 240.7200 USD 240.7100 USD 240.6900 USD 240.6700 USD 240.6600 USD 240.6500 USD 240.6400 USD 240.6181 USD 240.6100 USD 240.5800 USD 240.5475 USD 240.4108 USD 240.4037 USD 240.3205 USD 240.1700 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Increase Long
Increase Short
Opening a long position | 51 1,090 227 3,196
400
2
1,148 | 240.7816 USD 240.8448 USD 240.8513 USD 240.8513 USD
241.4575 USD
243.7419 USD
242.3879 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
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|
|
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 29 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord