23rd Nov 2020 12:37
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 20 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,966,931 3.48 | 2,713,190 1.19 | ||||
(2) Derivatives (other than options) | 2,552,301 1.12 | 77,798 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,519,232 4.60 | 2,817,288 1.23 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchase
Sale
| 11,900
85 3 4 4,666 200 17 93 567 44 20 53 22 50 5 400 100 16 109 38 100 36 100 10 3 39 251 5 1 100 3 1 895 2,000 3 156 100 100 2 2 100 100 100 11 100 98 6,528 300 200 5 128 61 1
170 67 5,425 28 19 37 3 1 71 567 20 1 2 6 11 500 2 116 6 9 3 4 200 300 119 1 214 101 1 11 7 15 14 6 7 9 100 10 251 1 101 1 21 8 4 9 895 21 21 1 22 15 24 300 2,000 29 200 2 7 3 26 19 26 25 34 156 353 500 100 7 3 200 7 200 200 28 2 100 100 100 66 11 201 100 100 2 2 214 100 952 6,528 1,900 1,210 300 20 700 300 200 128 1 | NA
198.1800 198.2067 198.2950 198.6700 198.9079 199.0865 199.1248 199.3090 199.3511 199.3960 199.5068 199.5250 199.5306 199.5400 199.5800 199.5900 199.6000 199.6200 199.7205 199.7900 199.8342 199.8800 199.9280 199.9367 199.9590 200.0143 200.0180 200.0200 200.0300 200.0633 200.1100 200.1511 200.2280 200.3300 200.3900 200.6500 200.6600 200.6650 200.6750 200.7000 200.7100 200.7300 200.8100 200.8300 200.9750 201.2904 201.9800 201.9900 202.3600 202.4900 202.5233 202.9200
198.1800 198.5400 198.6700 198.7075 198.7268 198.7932 199.2400 199.2900 199.3049 199.3090 199.3960 199.4000 199.4400 199.5283 199.5427 199.5880 199.5900 199.5914 199.5967 199.6200 199.6367 199.7013 199.7900 199.8067 199.8140 199.8200 199.8453 199.8800 199.9000 199.9600 199.9657 199.9713 199.9729 199.9883 199.9886 199.9922 200.0000 200.0020 200.0143 200.0200 200.0300 200.0600 200.0867 200.1338 200.1350 200.1378 200.1511 200.1652 200.1795 200.1900 200.1995 200.2080 200.2125 200.2133 200.2280 200.2731 200.2800 200.2900 200.3014 200.3133 200.3300 200.3342 200.3354 200.3532 200.3882 200.3900 200.4366 200.4400 200.4800 200.4829 200.5067 200.5200 200.5514 200.6500 200.6600 200.6750 200.6850 200.7000 200.7100 200.7300 200.7800 200.8100 200.8300 200.8400 200.8800 200.8900 200.9000 200.9500 200.9800 201.1679 201.2904 201.4466 201.4936 201.8400 201.8900 201.9500 201.9800 201.9900 202.4900 202.9200 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 251 900 1,100 6,528
10 567 | 200.0143 200.1950 200.2549 201.2904
198.6704 199.3030 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 23 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord