9th Apr 2021 15:19
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FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 08 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,311,102 2.79 | 2,035,814 0.90 | ||||
(2) Derivatives (other than options) | 1,763,699 0.78 | 36,732 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 300,000 0.13 | ||||
Total | 8,074,801 3.57 | 2,372,546 1.05 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 5,600
10,962 28 245 200 300 100 100 100 100 136 14 100 100 1,600 700 85 100 700 600 2,100 1,102 36 100 300 400 100 100 100 263 50 500 5 5 26 100 100 100 50 5
2 9,843 42 12 7 4 1 63 2 6 61 1 84 6 143 52 1 15 3 2 10 118 24 1 1,102 1 9 1 1 1 2 69 4 11 4 4 39 15 7 5 1 1 3 1 5 5 | N/A
235.0000 USD 235.0200 USD 235.1400 USD 235.2000 USD 235.2167 USD 235.2525 USD 235.2800 USD 235.2900 USD 235.3000 USD 235.3100 USD 235.3140 USD 235.3800 USD 235.4100 USD 235.4941 USD 235.4971 USD 235.5000 USD 235.5100 USD 235.5129 USD 235.5200 USD 235.5240 USD 235.5291 USD 235.5600 USD 235.6000 USD 235.6200 USD 235.6250 USD 235.7000 USD 235.7400 USD 235.8000 USD 235.8671 USD 235.9441 USD 235.9620 USD 236.0000 USD 236.0020 USD 236.0331 USD 236.2609 USD 236.3661 USD 236.3691 USD 237.0100 USD 237.1200 USD
234.9400 USD 235.0000 USD 235.0200 USD 235.0417 USD 235.1443 USD 235.2550 USD 235.2900 USD 235.3100 USD 235.3250 USD 235.3483 USD 235.3502 USD 235.3600 USD 235.3665 USD 235.3767 USD 235.3838 USD 235.3848 USD 235.3950 USD 235.4080 USD 235.4233 USD 235.4250 USD 235.4270 USD 235.4954 USD 235.5000 USD 235.5100 USD 235.5291 USD 235.5400 USD 235.5522 USD 235.5600 USD 235.6000 USD 235.6100 USD 235.6450 USD 235.6790 USD 235.6800 USD 235.6836 USD 235.7075 USD 235.7975 USD 235.9446 USD 235.9620 USD 236.0000 USD 236.0020 USD 236.0100 USD 236.2800 USD 236.4233 USD 236.7300 USD 237.1200 USD 237.1300 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Short | 1,102 5 | 235.5291 USD 236.0020 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 09 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option | Written Written Written Written | 46,200 71,700 77,400 104,700 | 270.00 270.00 270.00 270.00 | American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord