14th Apr 2021 13:19
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FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 13 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,485,944 2.87 | 2,030,832 0.90 | ||||
(2) Derivatives (other than options) | 1,775,029 0.78 | 37,973 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 303,100 0.13 | ||||
Total | 8,260,973 3.65 | 2,371,905 1.05 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase(New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 19,500
1,025 39 39 2 2 1 2 6,000 21 2 100 201 6 47 32 56 2 4 200 1 297 6 6 12 2 500 5 17,423 2 13 15 4 5 1 1 8 2 1 1 17 26 1 10 11 2 2 1 1 262 4 1 2 27 161 300 461
1,025 39 2 1,374 102 2,643 6,000 510 200 677 200 2 411 96 100 6 8,619 9,533 1 1 11 100 461 | N/A
237.7700 USD 238.3100 USD 238.3105 USD 238.6400 USD 238.6800 USD 238.7100 USD 238.8300 USD 238.9265 USD 238.9386 USD 239.0000 USD 239.0300 USD 239.0500 USD 239.0750 USD 239.0898 USD 239.1150 USD 239.1220 USD 239.1300 USD 239.1500 USD 239.1550 USD 239.1600 USD 239.1669 USD 239.2000 USD 239.2033 USD 239.2058 USD 239.2200 USD 239.2260 USD 239.2300 USD 239.2400 USD 239.2500 USD 239.2638 USD 239.2660 USD 239.2700 USD 239.2720 USD 239.2800 USD 239.2900 USD 239.2988 USD 239.3000 USD 239.3100 USD 239.3200 USD 239.3500 USD 239.3785 USD 239.3900 USD 239.4200 USD 239.4364 USD 239.4750 USD 239.4800 USD 239.4900 USD 239.5300 USD 239.5301 USD 239.5350 USD 239.5700 USD 239.5900 USD 239.6000 USD 239.6320 USD 239.7400 USD 239.8821 USD
237.7700 USD 238.3105 USD 238.6950 USD 238.7598 USD 238.8300 USD 238.9135 USD 238.9265 USD 238.9608 USD 239.0450 USD 239.0725 USD 239.0800 USD 239.0900 USD 239.1578 USD 239.1800 USD 239.1900 USD 239.2033 USD 239.2400 USD 239.2423 USD 239.2800 USD 239.2900 USD 239.4364 USD 239.5600 USD 239.8821 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Long
Increase Short | 39 461
6,000
6 | 238.3105 USD 239.8821 USD
238.9265 USD
239.2033 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
Call Option | Writing | 3,100 | 270.00 USD | American | 17DEC21 | 6.90 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other
person relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred
to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 14 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option | Written Written Written Written Written
| 46,200 71,700 77,400 104,700 3,100 | 270.00 270.00 270.00 270.00 270.00 | American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord