21st Sep 2020 10:48
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FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 18 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long | Short | |||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | 5,293,821 2.29 | 2,510,683 1.09 | ||||
(2) Derivatives (other than options) | 2,346,793 1.02 | 95,416 0.04 | ||||
(3) Options and agreements to purchase/sell | 99,600 0.04 | |||||
Total | 7,740,214 3.35 | 2,606,099 1.13 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchase
Sale | 16,300
7,932 236 51,034 4 93 2 1 167 9,264 52 19 3,100 4
100 468 7 101 99 100 101 8,634 10 100 21,380 91 99 8 212 200 100 100 200 160 1,329 479 5,495 300 200 120 5 200 51,034 100 1 761 8 24 100 2,950 100 10 9 100 300 564 15 100 18 22 16 216 18 132 5,347 66 1 1 167 15 93 5,535 323 100 5,438 100 10 100 1,300 39 4 100 1,216 100 57 2,037 155 108 32 187 9,264 16 548 67 24 207 300 824 1 100 10 8 100 100 100 3,100 2,900 2 2 2 4 4 8 10 34 6 22 11 73 100 13 827 1 | NA
201.00000 201.01510 201.23460 201.27000 201.34660 201.45500 201.60000 201.61590 201.89720 201.92020 202.05740 202.32410 202.71750
200.91000 200.92000 200.93000 200.94000 200.95000 200.96000 200.98000 201.00000 201.01600 201.02000 201.03860 201.05000 201.10000 201.11000 201.11640 201.12000 201.13000 201.14000 201.15000 201.16000 201.17230 201.18000 201.18800 201.19000 201.20000 201.21000 201.22000 201.23000 201.23460 201.24000 201.26000 201.27000 201.29000 201.30000 201.30040 201.30260 201.31000 201.32000 201.32110 201.37000 201.38000 201.42450 201.43000 201.46000 201.46330 201.47000 201.48940 201.50000 201.52000 201.54000 201.56940 201.57000 201.60000 201.61000 201.61590 201.61730 201.63000 201.64110 201.64720 201.65000 201.65960 201.66000 201.67000 201.68000 201.70230 201.72000 201.73000 201.76000 201.78850 201.79000 201.81190 201.82420 201.83000 201.84000 201.86030 201.89700 201.89720 202.03000 202.04030 202.04570 202.05000 202.06000 202.07000 202.08840 202.09000 202.13000 202.15000 202.17000 202.19000 202.30000 202.32000 202.32410 202.35670 202.58000 202.59000 202.60000 202.71750 202.72000 202.86880 202.87000 202.88000 202.94670 202.95000 202.99000 203.03000 203.04000 203.06000 203.09830 203.90000 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 51,034 5,400 3,100 3,864 4
64 167 | 201.2346 201.5221 202.3241 202.4215 202.7175
201.0000 201.6099 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 21 September 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 101,700 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Call Option | Written | 8,500 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord