12th Oct 2020 10:59
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 9 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,116,048 2.64 | 2,608,834 1.14 | ||||
(2) Derivatives (other than options) | 2,440,294 1.06 | 82,663 0.04 | ||||
(3) Options and agreements to purchase/sell | 99,600 0.04 |
| ||||
Total | 8,655,942 3.74 | 2,691,497 1.18 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 123,500
100 126 100 33 945 7 100 100 50 6 5 374 6 12 25 700 81 4 2,517 7 1,500 100 93 9 50 145 3 2,500 29 100 36 1 283 25 152 2,730 13 15 33 10 8 100 4 200 28 2 100 151 14 100
79 116 100 100 34 40 36 77 100 4 45 6 100 45 1 87 100 9,464 100 2,284 2,500 283 100 51 25 54 54 64 100 58 100 100 100 | NA
208.5600 208.6606 208.8450 208.8541 208.8645 208.9560 208.9850 209.0050 209.0710 209.0900 209.1020 209.1143 209.1183 209.1250 209.1386 209.1657 209.1785 209.1800 209.1900 209.1979 209.2037 209.2050 209.2081 209.2100 209.2147 209.2172 209.2300 209.2378 209.2415 209.2450 209.2613 209.2700 209.2703 209.2897 209.2937 209.3003 209.3115 209.3323 209.3441 209.3580 209.4050 209.4700 209.4832 209.4850 209.5107 209.5200 209.7550 209.7557 209.9411 210.3400
208.6600 208.8263 208.9747 209.0068 209.0400 209.0500 209.0850 209.0964 209.1245 209.1403 209.1408 209.1490 209.1500 209.1506 209.1516 209.1600 209.1755 209.1900 209.2112 209.2247 209.2378 209.2703 209.2911 209.3000 209.4062 209.4124 209.4203 209.5448 209.5850 209.5883 209.5983 209.6182 210.1400 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 7,881 1,400 1,100
6 283 | 209.1900 209.2190 209.2617
209.1900 209.2703 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 12 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord