19th Oct 2020 14:57
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 16 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,509,297 2.81 | 2,710,269 1.18 | ||||
(2) Derivatives (other than options) | 2,479,806 1.08 | 72,848 0.03 | ||||
(3) Options and agreements to purchase/sell | 93,200 0.04 |
| ||||
Total | 9,082,303 3.93 | 2,783,117 1.21 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 28,200
14 6,178 15 500 13 10 100 41 3,341 400 2,454 97 100 13 60 100 890 68 184 350 300 100 82 250 100 2,400 3 11 33 10,152 10,152
100 114 100 163 100 795 15 100 500 100 100 208 100 100 100 300 100 200 100 400 100 200 300 100 100 19 100 400 184 300 100 100 100 300 300 2,400 100 127 100 153 1,837 6,900 100 193 200 700 100 200 302 136 100 99 121 200 100 3 2,216 200 10,152 10,152 2,030 100 794 200 14 108 733 1 3,387 8 100 | NA
212.7800 212.8800 212.8807 212.9120 212.9600 212.9700 212.9800 212.9971 213.0868 213.1000 213.1041 213.1100 213.1200 213.1562 213.2300 213.2550 213.2716 213.2750 213.3147 213.3600 213.3700 213.3800 213.4000 213.4100 213.4200 213.5967 213.8000 213.8200 213.9920 214.2337 214.2462
212.7700 212.7800 212.8350 212.8443 212.8600 212.8800 212.8807 212.8900 212.9090 212.9600 212.9700 212.9706 212.9850 212.9950 213.0000 213.0117 213.0150 213.0700 213.1100 213.1200 213.1550 213.1600 213.1833 213.2200 213.2600 213.2697 213.2800 213.2875 213.3147 213.3167 213.3350 213.3450 213.4650 213.5167 213.5533 213.5967 213.6700 213.6800 213.7200 213.7400 213.7602 213.7854 213.8050 213.8068 213.8100 213.8379 213.8500 213.8675 213.8780 213.9400 213.9550 213.9930 214.0150 214.0600 214.0700 214.1000 214.1426 214.1600 214.2337 214.2462 214.2597 214.2700 214.2811 214.2900 214.3100 214.3200 214.3411 214.3600 214.3667 214.7000 214.7250 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 1,100 1,300 10,152
58 15 184 | 213.5579 213.6296 214.2337
212.8800 212.8807 213.3147 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 19 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord