15th Dec 2020 15:03
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 14 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,812,355 2.98 | 2,798,174 1.22 | ||||
(2) Derivatives (other than options) | 2,585,157 1.13 | 38,438 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,397,512 4.11 | 2,862,912 1.25 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 33,800
98 40 135 105 5 42 14 100 2,000 1 5 102 25 25 53 50 100 3 25 178 13 200 1 100 300 100 100 100
1,836 40 40 100 135 5 100 42 6 23 3 107 100 197 100 8 10 2 4 1 95 4 100 64 100 100 200 11 3 200 2,000 200 23 200 100 360 57 204 21 25 53 53 104 1 28 1 1,079 | N/A
203.9600 USD 203.9943 USD 204.1300 USD 204.1400 USD 204.4600 USD 204.4950 USD 204.6350 USD 204.7000 USD 205.1778 USD 205.3100 USD 205.5000 USD 206.0575 USD 206.2600 USD 206.3384 USD 206.4660 USD 206.8200 USD 206.8300 USD 206.8950 USD 207.0300 USD 207.1689 USD 207.2000 USD 207.5050 USD 207.5200 USD 207.6200 USD 207.6400 USD 207.6900 USD 207.7700 USD 207.9500 USD
203.9600 USD 203.9943 USD 204.0630 USD 204.1300 USD 204.1374 USD 204.1400 USD 204.4500 USD 204.4950 USD 204.5750 USD 204.5952 USD 204.6000 USD 204.6043 USD 204.6300 USD 204.6421 USD 204.6800 USD 204.6900 USD 204.6930 USD 204.7600 USD 204.8100 USD 204.8200 USD 204.8219 USD 204.8300 USD 204.8500 USD 204.8653 USD 204.9300 USD 204.9400 USD 204.9450 USD 204.9773 USD 204.9833 USD 205.1450 USD 205.1778 USD 205.2550 USD 205.3926 USD 205.4700 USD 205.5000 USD 205.5362 USD 205.9151 USD 206.0575 USD 206.3100 USD 206.3384 USD 206.4660 USD 206.4760 USD 206.4900 USD 206.5600 USD 206.6329 USD 206.7200 USD 207.5807 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long Long Long
Short | 900 1,100 102 21 4
40 | 205.1307 USD 205.2163 USD 206.0576 USD 206.3096 USD 206.4896 USD
203.9942 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any optionreferred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities
to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 15 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord