15th Jun 2021 14:16
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 14 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,150,464 3.16
| 2,328,142 1.03
| ||||
(2) Derivatives (other than options) | 2,000,582 0.89
| 115,721 0.05
| ||||
(3) Options and agreements to purchase/sell | 166,600 0.07
| 376,200 0.17
| ||||
Total | 9,317,646 4.12
| 2,820,063 1.25
| ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 29,500
11 11 1,377 238 65 134 70 40 107 64 100 100 47 2,190 903 728 374 728 78 9 67 10 5 256 7 12 13 7 6 101 24 1 10
11 2,044 91 201 11 31 21 24 3 12 38 3 2,190 7 57 2 17 2 3 728 1 19 37 6 10 44 4 2 56 1 99 12 8 2 29 24 24 2 15 2 2 92 7 1 7 10 10 35 2 4 4 | N/A
250.3627 USD 250.3400 USD 250.0600 USD 250.0216 USD 249.9600 USD 249.8950 USD 249.3700 USD 249.1900 USD 249.1510 USD 249.1175 USD 249.1000 USD 249.0860 USD 249.0719 USD 249.0710 USD 249.0668 USD 249.0105 USD 248.9721 USD 248.8830 USD 248.8000 USD 248.7900 USD 248.7840 USD 248.7500 USD 248.7440 USD 248.7367 USD 248.7286 USD 248.6942 USD 248.6938 USD 248.6571 USD 248.6333 USD 248.6100 USD 248.4875 USD 248.2900 USD 248.2620 USD
250.3627 USD 250.0600 USD 250.0400 USD 249.8950 USD 249.8000 USD 249.7800 USD 249.7000 USD 249.6800 USD 249.6500 USD 249.2300 USD 249.1105 USD 249.1050 USD 249.0710 USD 249.0057 USD 249.0047 USD 248.9650 USD 248.9582 USD 248.9200 USD 248.8867 USD 248.8830 USD 248.8800 USD 248.8158 USD 248.8130 USD 248.7650 USD 248.7500 USD 248.6484 USD 248.6300 USD 248.6200 USD 248.6141 USD 248.5600 USD 248.5586 USD 248.5563 USD 248.5450 USD 248.5400 USD 248.5024 USD 248.4900 USD 248.4875 USD 248.4800 USD 248.4747 USD 248.4500 USD 248.4100 USD 248.4089 USD 248.3357 USD 248.3200 USD 248.3186 USD 248.2920 USD 248.2620 USD 248.2491 USD 248.2400 USD 248.2125 USD 248.1750 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Decrease Short
| 728 2,190 11
10 24 | 248.8770 USD 249.0710 USD 250.3625 USD
248.2620 USD 248.4875 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 15 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option Put Option | Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 72,000 3,100 44,000 8,200 300 20,600 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 250.0000 | American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord