4th Dec 2020 14:37
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 3 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 8,187,949 3.58 | 2,739,264 1.20 | ||||
(2) Derivatives (other than options) | 2,565,239 1.12 | 74,527 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,753,188 4.70 | 2,840,091 1.24 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase
Sale
| 43,100
8 208 17 16 4 13 2 1,032 1 2,200 31 1,790 51 54 1 71 22 101 19 29 40 16 2 41 45 8 1 318 4 25 38 2 4 21 21 5,076 1 5 1 24 2 326 14 6 1
29 3 17 16 550 2,200 4 1,790 30 105 6 101 2 23 60 1 1,600 2 3 1 43 50 9 6 172 3 1 2 21 2 10,565 1 58 26 10 310 5 21 326 20 2 | NA
208.4900 208.7588 208.9350 209.0800 209.1425 209.7069 209.8450 209.8874 209.8900 209.8923 209.9442 209.9699 209.9800 209.9848 209.9900 209.9948 210.0191 210.0194 210.0232 210.0345 210.0390 210.0513 210.0850 210.0851 210.0873 210.0963 210.1000 210.1100 210.1175 210.1184 210.1363 210.1400 210.1450 210.1505 210.1548 210.1800 210.2000 210.2220 210.2300 210.2479 210.2550 210.3101 210.3343 210.3717 210.3950
208.3395 208.4100 208.5000 209.0800 209.3982 209.8923 209.9600 209.9699 209.9730 209.9812 210.0000 210.0194 210.0200 210.0304 210.0310 210.0600 210.0625 210.0700 210.0783 210.0800 210.0923 210.1000 210.1033 210.1192 210.1198 210.1200 210.1400 210.1550 210.1552 210.1625 210.1800 210.1850 210.1938 210.2288 210.2660 210.2982 210.3040 210.3095 210.3101 210.5500 210.5800 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 2,200 101 28 298
1,228 562 | 209.8923 210.0255 210.1796 210.3224
209.9343 210.0477 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 4 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord