18th Nov 2020 13:36
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 17 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,727,709 3.38 | 2,702,768 1.18 | ||||
(2) Derivatives (other than options) | 2,538,303 1.11 | 77,673 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,266,012 4.49 | 2,806,741 1.22 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase
Sale
| 64,800
22 35 1 2,100 2 6 1 33 14 7 6 56 31 3 16 3 14 3 1,999 23 2 47 13 2 132 31 53 10 10 7 7 270 65 26 5 44 9 3 2 6
1 1 2 21 1 3 1 35 6 4 1 3 1,000 7 5 2 15 2,100 15 201 2 1 7 900 1 1 3 1,994 17 8 4 7 21 1 4 1 | NA
203.0900 204.6132 206.2400 206.3593 206.5700 206.8900 206.9000 206.9015 206.9929 207.0200 207.0325 207.0493 207.1142 207.1200 207.1600 207.1800 207.1807 207.1867 207.1900 207.2026 207.2400 207.3400 207.3754 207.4100 207.4711 207.4900 207.5000 207.5530 207.6800 207.7643 207.8371 207.9571 208.0162 208.1092 208.3300 208.6664 209.0122 209.0600 209.1300 209.2100
203.7200 203.7700 203.9700 204.0424 204.1200 204.1467 204.5200 204.6132 204.7133 204.8275 205.4900 205.7200 205.7650 206.0114 206.1900 206.2400 206.3333 206.3593 206.5473 206.5550 206.5750 206.8700 206.8943 206.9878 207.1450 207.1800 207.1867 207.1900 207.4153 207.5313 207.6575 207.8371 208.1938 208.8300 208.8850 209.0750 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 1 1,000 1,100 3
35 | 206.2400 206.3350 206.3814 207.1867
204.6133 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 18 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord