6th Nov 2020 12:55
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 5 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,579,581 2.88 | 2,669,036 1.17 | ||||
(2) Derivatives (other than options) | 2,506,734 1.10 | 75,972 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,086,315 3.98 | 2,771,308 1.21 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchase
Sale | 177,200
14 1,418 3 12 3,877 65 14 2 66 54 3,690 200 2,200 100 65 9 3 365 100 100 100 16
12 709 29 5,023 100 130 617 1 14 64 74 1 3 23 66 3 46 300 9 13 3 100 3,690 100 100 2,485 2 59 72 2 2,200 1,200 85 8 8 5 7 21 61 3 600 66 19 137 100 20 76 59 25 2 9 9 3 3 365 3 200 33 23 277 200 200 100 49 1 1 | NA
183.4800 184.3249 184.7200 185.0900 185.3800 185.5500 185.6936 185.8050 185.8470 186.0031 186.1965 186.2050 186.2759 186.3400 186.5416 186.6278 186.6700 186.7007 186.7100 187.0300 187.1100 187.6750
183.4800 184.3249 185.2479 185.3800 185.4998 185.5500 185.5929 185.5950 185.6936 185.7614 185.7900 185.8050 185.8067 185.8366 185.8470 185.8533 185.9100 185.9800 186.0000 186.0038 186.0500 186.1216 186.1965 186.2000 186.2420 186.2486 186.2500 186.2625 186.2685 186.2750 186.2759 186.3000 186.3020 186.3063 186.3100 186.3300 186.3343 186.3533 186.3646 186.3867 186.4067 186.4404 186.4432 186.4474 186.4500 186.4535 186.4803 186.4934 186.5192 186.5300 186.6278 186.6300 186.6700 186.6800 186.7007 186.7067 186.7100 186.7561 186.9117 186.9996 187.0300 187.1100 187.1613 187.4600 187.5500 187.6100 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 13 492 2,775 42 381 1,100 1,100 9 1
1 | 185.5511 186.1807 186.1935 186.1936 186.2468 186.2714 186.2805 186.6278 187.5496
185.8054 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 6 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord