13th Oct 2020 12:00
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 12 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,108,918 2.64 | 2,609,129 1.14 | ||||
(2) Derivatives (other than options) | 2,441,616 1.06 | 82,825 0.04 | ||||
(3) Options and agreements to purchase/sell | 99,600 0.04 |
| ||||
Total | 8,650,134 3.74 | 2,691,954 1.18 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase
Sale | 6 7 803 4 99 2,400 6 298 217 4 1 79 3 9 6 162 300 200 50 58 54 108 243 1,080 1,080 322 1,512 269 38
6 200 200 300 203 100 100 200 50 100 100 100 100 100 100 2,400 100 100 50 100 100 100 100 50 100 100 100 100 100 1,934 100 100 100 100 50 100 100 100 162 300 100 100 100 208 99 101 100 100 50 100 100 100 100 100 100 100 100 100 100 100 100 100 82 100 100 100 100 36 100 118 100 100 100 100 214 100 100 49 100 17 300 100 1,080 1,080 1,004 100 100 100 100 100 100 | 209.1900 211.7500 212.8713 213.3900 213.3975 213.5364 213.5933 213.6852 213.7000 213.7025 213.7300 213.8749 213.9600 213.9911 214.0150 214.0351 214.1200 214.2075 214.2400 214.2500 214.3415 214.4181 214.4440 214.4833 214.4958 214.5028 214.5200 214.5885 214.6400
209.1900 209.7700 212.8600 212.8633 212.8751 212.9100 213.3496 213.3600 213.3846 213.4088 213.4096 213.4133 213.4431 213.4975 213.5052 213.5364 213.5738 213.6062 213.6356 213.6479 213.6940 213.7197 213.7435 213.8220 213.8399 213.8504 213.8525 213.8533 213.9047 213.9199 213.9578 213.9673 213.9808 213.9828 214.0145 214.0153 214.0200 214.0260 214.0351 214.0361 214.0446 214.0510 214.0524 214.0585 214.0600 214.0603 214.0606 214.0802 214.0957 214.0965 214.0987 214.1089 214.1155 214.1157 214.1256 214.1408 214.1505 214.1622 214.1641 214.1685 214.1919 214.2002 214.2050 214.2144 214.2213 214.2311 214.2574 214.2606 214.2616 214.2623 214.2666 214.2906 214.2964 214.2968 214.3171 214.3979 214.4000 214.4200 214.4432 214.4500 214.4700 214.4782 214.4833 214.4958 214.5200 214.5299 214.6235 214.6282 214.6523 214.6800 214.6852 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 1,100 1,300 2
162 1,080 | 213.4864 213.5788 214.5200
214.0351 214.4958 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 13 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord