20th Apr 2021 14:06
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 19 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,397,438 2.83 | 2,119,529 0.94 | ||||
(2) Derivatives (other than options) | 1,862,207 0.82 | 38,278 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 303,100 0.13 | ||||
Total | 8,259,645 3.65 | 2,460,907 1.09 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 32,400
10 1,156 10 40 102 11 293 23 9 59 7 14 2 2 1 3 15 9 22 6 1 3 7 100 10 15 60 12 30 54 37 50 1 2 2 79 5 25 100
10 2,151 45 90 200 27 293 23 18 7 200 10 28 8 6 47 11 19 4 | N/A
239.1200 USD 235.8300 USD 236.3200 USD 237.8730 USD 236.0900 USD 238.3446 USD 236.6011 USD 236.3374 USD 236.4939 USD 235.8273 USD 237.1929 USD 236.2007 USD 236.1500 USD 236.1200 USD 236.3800 USD 236.1933 USD 236.1833 USD 236.1767 USD 236.2909 USD 236.3375 USD 236.1800 USD 236.1867 USD 237.1900 USD 236.5100 USD 237.6800 USD 235.7600 USD 237.1470 USD 236.2230 USD 236.1580 USD 238.1010 USD 236.2600 USD 235.8528 USD 236.7600 USD 236.1600 USD 236.2100 USD 236.2772 USD 238.0000 USD 235.8860 USD 237.7964 USD
239.1200 USD 235.8300 USD 236.3200 USD 237.8730 USD 236.0900 USD 238.3446 USD 236.6011 USD 236.3374 USD 236.4939 USD 237.1929 USD 236.5100 USD 236.3341 USD 236.3400 USD 238.9350 USD 235.7900 USD 235.8800 USD 239.1400 USD 235.7700 USD 235.7400 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Short | 7 | 237.1929 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 20 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option | Written Written Written Written Written
| 46,200 71,700 77,400 104,700 3,100 | 270.00 270.00 270.00 270.00 270.00 | American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord