22nd Oct 2020 12:45
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 21 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,644,621 2.87 | 2,695,782 1.18 | ||||
(2) Derivatives (other than options) | 2,486,736 1.09 | 80,560 0.04 | ||||
(3) Options and agreements to purchase/sell | 93,200 0.04 |
| ||||
Total | 9,224,557 4.00 | 2,776,342 1.22 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 10,800
9 1,880 100 100 100 162 100 100 100 1,210 2,846 100 20 100 12 100 100 19 100 32 15 480 100 100 15 100 150 1,544 12 100 25 100 100 23 100 2,400 200 28 2,000 100 117 100 75 100 100 22 100 600 100 100 100 100 100
9 400 50 1 5 2 42 300 300 400 480 9 150 68 98 8 400 2,400 1 200 700 9 6 22 22 13 100 1 | NA
206.3600 206.4400 206.5200 206.5450 206.7750 206.8309 206.8800 206.8950 206.9250 206.9672 206.9673 206.9800 207.0075 207.0700 207.0825 207.0900 207.0950 207.1221 207.1350 207.1738 207.1793 207.2074 207.2200 207.2550 207.2620 207.2650 207.3091 207.3102 207.3117 207.3200 207.3750 207.4050 207.4250 207.4643 207.4650 207.4658 207.4750 207.5175 207.5873 207.5950 207.5955 207.6850 207.7586 207.7850 208.2900 208.4795 208.5650 208.7158 208.8200 209.0950 209.2450 209.3950 209.4000
206.3600 206.4400 206.7176 206.7550 206.7820 207.0400 207.0836 207.1133 207.1733 207.1825 207.2074 207.3000 207.3091 207.3100 207.3126 207.4088 207.4225 207.4658 207.4900 207.5100 207.7014 207.8000 208.1183 208.4795 208.4800 208.9746 209.0900 209.4000 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 46 1,100 1,300 22
12 263 131 86 | 206.4400 207.4132 207.5104 208.4796
206.4404 206.9885 207.4449 207.4877 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosingand any other person relating to the voting rights of any relevant securities under any optionreferred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 22 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord