12th May 2021 14:11
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 11 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,205,906 2.75 | 2,318,904 1.03 | ||||
(2) Derivatives (other than options) | 2,018,213 0.89 | 200,287 0.09 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,354,519 3.70 | 2,874,791 1.28 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 9 9 3 3 100 1 200 19 4 15 1 63,720 1 846 16 89 3,391 10 2 782 23,051 100 4 43 1 1 1 200 2 11 2 1 4 100 10 10 22
100 64 100 9 28 100 100 5 63 125 170 17 100 18 65 100 101 3 45 1 202 200 117 8 10 5,902 7 22 35 51 3,196 1 46 16 756 78 96 29 42 23 2,455 2 529 58 2 500 76 215 54 200 225 63,720 48 32 200 846 100 16 17 72 9 2,527 175 100 6 3,391 3 45 129 149 1,645 6,495 61 640 22 3 82 128 46 81 24,226 1,113 500 110 200 134 50 88 1 2 17 83 200 174 32 8 30 86 134 2,307 86 69 143 967 3 1 100 101 300 83 100 43 25 28 35 11 6 10 22 | 253.2700 USD 253.2722 USD 253.5433 USD 253.6000 USD 253.6400 USD 253.6500 USD 253.6800 USD 253.7000 USD 253.8675 USD 253.9000 USD 253.9100 USD 253.9122 USD 253.9200 USD 253.9298 USD 253.9481 USD 253.9493 USD 253.9904 USD 254.0000 USD 254.0500 USD 254.0829 USD 254.1200 USD 254.1500 USD 254.1650 USD 254.2600 USD 254.4300 USD 254.5100 USD 254.5200 USD 254.7350 USD 254.7950 USD 254.9318 USD 255.0250 USD 255.3600 USD 255.8950 USD 256.4700 USD 257.6800 USD 257.7030 USD 258.4500 USD
253.0800 USD 253.2200 USD 253.2700 USD 253.2722 USD 253.3100 USD 253.3200 USD 253.3600 USD 253.3900 USD 253.4000 USD 253.4200 USD 253.4300 USD 253.4512 USD 253.4700 USD 253.5000 USD 253.5100 USD 253.5232 USD 253.5300 USD 253.5600 USD 253.5800 USD 253.5900 USD 253.6000 USD 253.6150 USD 253.6200 USD 253.6213 USD 253.6400 USD 253.6422 USD 253.6600 USD 253.6800 USD 253.7023 USD 253.7051 USD 253.7154 USD 253.7500 USD 253.7600 USD 253.7700 USD 253.7739 USD 253.8000 USD 253.8100 USD 253.8290 USD 253.8300 USD 253.8400 USD 253.8449 USD 253.8450 USD 253.8463 USD 253.8500 USD 253.8550 USD 253.8660 USD 253.8695 USD 253.8700 USD 253.8800 USD 253.8900 USD 253.9100 USD 253.9122 USD 253.9190 USD 253.9200 USD 253.9250 USD 253.9298 USD 253.9300 USD 253.9481 USD 253.9500 USD 253.9600 USD 253.9611 USD 253.9682 USD 253.9700 USD 253.9800 USD 253.9850 USD 253.9904 USD 253.9967 USD 253.9996 USD 254.0065 USD 254.0100 USD 254.0264 USD 254.0266 USD 254.0400 USD 254.0438 USD 254.0600 USD 254.0633 USD 254.0700 USD 254.0800 USD 254.1000 USD 254.1100 USD 254.1200 USD 254.1214 USD 254.1260 USD 254.1300 USD 254.1400 USD 254.1499 USD 254.1500 USD 254.1600 USD 254.1650 USD 254.1700 USD 254.1853 USD 254.1900 USD 254.1950 USD 254.2100 USD 254.2200 USD 254.2300 USD 254.2357 USD 254.2500 USD 254.2700 USD 254.2734 USD 254.3000 USD 254.3100 USD 254.3200 USD 254.3290 USD 254.3400 USD 254.3500 USD 254.3600 USD 254.3700 USD 254.3800 USD 254.4400 USD 254.4600 USD 254.4800 USD 254.5100 USD 254.5600 USD 254.5800 USD 254.9318 USD 255.6050 USD 257.7030 USD 258.4500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Long
Increase Short
Opening a short position | 31,860 679 167 16 343 2,836 212
9 50
10 | 253.9072 USD 253.9298 USD 253.9298 USD 253.9481 USD 253.9904 USD 253.9904 USD 253.9905 USD
253.2722 USD 254.1500 USD
257.7032 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option | Selling Selling Selling Selling Selling Selling Selling Selling Selling Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing | 700 800 500 1,000 1,200 2,000 400 400 400 700 800 500 1,000 800 400 800 800 800 800 | 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 | American American American American American American American American American American American American American American American American American American American | 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 15/10/2021 15/10/2021 15/10/2021 15/10/2021 15/10/2021 15/10/2021 15/10/2021 15/10/2021 15/10/2021 15/10/2021 | 6.57 6.69 6.68 6.67 6.30 6.27 6.28 6.29 6.23 13.82 13.94 13.93 13.92 13.48 13.46 13.44 13.47 13.49 13.50 |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 12 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 26,600 7,400 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 260.00 | American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 15/10/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord