9th Nov 2020 12:58
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 6 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,595,752 2.89 | 2,663,571 1.16 | ||||
(2) Derivatives (other than options) | 2,509,000 1.10 | 75,942 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,104,752 3.99 | 2,765,813 1.20 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 24,600
78 2 25 25 51 1 1 1 16 5 16 1 2,200 33 2 10 15 68 229 14 5,625 9,155 68 108 3 3 14 1 4 2 1
1 4 78 78 25 100 10 2 25 200 5 6 500 2,200 54 33 700 200 15 400 229 50 191 100 3,531 28 5 4 100 7 9,282 2,404 4 68 100 50 108 51 | NA
186.4595 186.5125 186.5850 186.5950 187.1300 187.4000 187.5000 187.7300 188.3469 188.9180 189.0581 189.2400 189.5814 189.7860 189.8400 189.8500 189.9494 190.0512 190.1679 190.2300 190.3440 190.3500 190.6271 190.7300 190.7967 190.8633 190.8886 190.9950 191.0375 191.2800 191.3900
185.4200 186.2400 186.4595 186.4600 186.5950 187.7100 187.7710 188.1300 188.2500 188.4700 188.9440 189.2850 189.2960 189.5814 189.6944 189.7860 189.8614 189.9400 189.9494 190.1425 190.1679 190.1700 190.1705 190.2100 190.2178 190.2300 190.2460 190.2750 190.2900 190.3129 190.3408 190.3500 190.4900 190.6271 190.6600 190.7000 190.7300 190.8133 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 78 1,100 1,100 33
15 | 186.4595 189.5741 189.5886 189.7861
189.9491 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 9 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord