30th Jun 2021 13:33
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 29 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,808,664 3.02 | 2,151,181 0.95 | ||||
(2) Derivatives (other than options) | 1,844,837 0.82 | 82,748 0.04 | ||||
(3) Options and agreements to purchase/sell | 166,900 0.07 | 376,500 0.17 | ||||
Total | 8,820,401 3.91 | 2,610,429 1.16 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 23,700
1,384 9 6 8 5 7 7 23 31 87 400 36 16 8 180 8 5 70 52 4 18 10 60 5 50 2 14 2 7 22 70 1 3 3 36 10 2 1 4
51 1 200 400 100 4 180 140 8 1 2 7 100 4 1 10 10 2 4 | N/A
242.9000 USD 242.8700 USD 242.6833 USD 242.6500 USD 242.5400 USD 242.5300 USD 242.4700 USD 242.4096 USD 242.3981 USD 242.3305 USD 242.2775 USD 242.2547 USD 242.2363 USD 242.2288 USD 242.2268 USD 242.2231 USD 242.2100 USD 242.2000 USD 242.1513 USD 242.1500 USD 242.1467 USD 242.1150 USD 242.1032 USD 242.0940 USD 242.0710 USD 242.0650 USD 242.0621 USD 242.0500 USD 242.0364 USD 241.9964 USD 241.9013 USD 241.7600 USD 241.6583 USD 241.6400 USD 241.6203 USD 241.5080 USD 241.5050 USD 241.4400 USD 240.9300 USD
242.9000 USD 242.5800 USD 242.4200 USD 242.2775 USD 242.2600 USD 242.2300 USD 242.2268 USD 242.2000 USD 242.1100 USD 242.1000 USD 242.0900 USD 242.0364 USD 242.0300 USD 242.0113 USD 241.9200 USD 241.5300 USD 241.5080 USD 241.4400 USD 240.9300 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Decrease Short
Increase Long | 180
1 10 70
400 | 242.2208 USD
241.4400 USD 241.5083 USD 242.2000 USD
242.2775 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 30 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord