1st Jun 2021 13:00
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 28 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long | Short | |||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | 6,975,712 3.09
| 2,301,020 1.02
| ||||
(2) Derivatives (other than options) | 1,991,878 0.88
| 244,892 0.11
| ||||
(3) Options and agreements to purchase/sell | 146,000 0.06
| 355,600 0.16
| ||||
Total | 9,113,590 4.03
| 2,901,512 1.29
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 10,700
13 13 6 10 4 4 2 12 2 15 1 200 456 10 3 8 3,098 8,100 4,957 1 1 4 200 136 126 1 6 3,659 1 45 2,866 7 5,247
13 4 11 100 1 8 8,100 1 1 21 3,659 3,013 | N/A
254.8331 USD 254.8100 USD 254.4750 USD 254.3550 USD 254.3300 USD 254.3200 USD 254.2300 USD 254.2200 USD 254.1750 USD 254.1600 USD 254.0500 USD 254.0000 USD 253.9875 USD 253.9830 USD 253.9600 USD 253.8800 USD 253.8604 USD 253.8558 USD 253.8485 USD 253.8300 USD 253.8100 USD 253.7550 USD 253.7200 USD 253.7193 USD 253.6900 USD 253.6300 USD 253.5817 USD 253.5122 USD 253.5000 USD 253.4450 USD 253.4094 USD 253.3829 USD 253.3700 USD
254.8331 USD 254.3300 USD 254.2200 USD 254.0000 USD 253.9600 USD 253.8800 USD 253.8558 USD 253.8200 USD 253.8100 USD 253.6200 USD 253.5122 USD 253.3700 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Increase Short
Decrease Long | 100 1
13 8,100 3,659 | 254.0000 USD 253.9600 USD
254.8329 USD 253.8558 USD 253.5122 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 01 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option
| Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 51,400 3,100 44,000 8,200 300 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 | American American American American American American American American American American American American
| 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord