28th Aug 2020 13:49
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 27 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 4,255,009 1.84 | 2,416,757 1.04 | ||||
(2) Derivatives (other than options) | 2,255,986 0.97 | 126,195 0.05 | ||||
(3) Options and agreements to purchase/sell | 108,100 0.05 |
| ||||
Total | 6,619,095 2.86 | 2,542,952 1.09 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchase
Sale | 39,500
1 13 4 4 64 3,300 6 100 300 203 100 200 200 73 100 128 728 50 100 100 239 100 200 4,543 100 6 100 100 100 100 14,958 1,496 100 100 100 100 100 3 1,709 100 5 100 100 50 100 100 100 100 100 100 100 100
1 100 800 4 3,300 1,907 443 1 193 50 200 1,100 192 2,939 452 100 1,161 1,700 6 29,916 5 5 | NA
195.4400 196.3800 198.5500 198.5525 198.6536 198.7373 199.2025 199.4250 199.4783 199.4900 199.4991 199.5050 199.5250 199.5253 199.5300 199.5750 199.5800 199.5880 199.6067 199.6198 199.6205 199.6387 199.6650 199.6967 199.6996 199.7100 199.7595 199.7596 199.7800 199.7875 199.7998 199.8042 199.8248 199.8316 199.8481 199.8803 199.9013 199.9100 199.9325 199.9359 200.0100 200.0624 200.0629 200.0644 200.1287 200.1440 200.1567 200.1900 200.2082 200.2584 200.3155 200.3222
195.4400 196.9000 198.4913 198.5525 198.7373 198.8114 199.2254 199.4000 199.5133 199.5300 199.5450 199.5745 199.5750 199.5769 199.5800 199.6600 199.6640 199.6684 199.7100 199.7998 200.0100 200.0200 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 3,300 77
4 | 198.7373 199.5800
198.5525 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 28 August 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 101,700 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord