6th May 2021 14:00
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 05 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,434,085 2.85 | 2,247,974 1.00 | ||||
(2) Derivatives (other than options) | 1,962,671 0.87 | 167,500 0.07 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,527,156 3.78 | 2,771,074 1.23 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 31,800
64 1 100 2 2 500 100 20 200 63 46 2 58 25 100 95 5 200 32,488 4 1 98 20 2 2 35 15
1 1 100 5 11 1 1 50 2 3 100 15 10 200 103 25 500 3 300 107 46 4 1 109 2 28 30 11 4,776 4 500 20 2 26 12 9 124 443 200 35 13 3 12 9 339 | N/A
252.8400 USD 252.9400 USD 253.0000 USD 253.1500 USD 253.1550 USD 253.5537 USD 253.6550 USD 253.7000 USD 253.7050 USD 253.7424 USD 253.9200 USD 253.9300 USD 253.9371 USD 254.0500 USD 254.1300 USD 254.1395 USD 254.2650 USD 254.3450 USD 254.3600 USD 254.3725 USD 254.4100 USD 254.4400 USD 254.4665 USD 254.4900 USD 254.5000 USD 254.8200 USD 255.1400 USD
252.7000 USD 252.7100 USD 252.8300 USD 252.9200 USD 252.9282 USD 252.9400 USD 252.9500 USD 253.0000 USD 253.1550 USD 253.2300 USD 253.3500 USD 253.4300 USD 253.4700 USD 253.4750 USD 253.5000 USD 253.5108 USD 253.5537 USD 253.5900 USD 253.6065 USD 253.6100 USD 253.6139 USD 253.6800 USD 253.7700 USD 253.8173 USD 253.9300 USD 254.0525 USD 254.1273 USD 254.2564 USD 254.3600 USD 254.3725 USD 254.4080 USD 254.4665 USD 254.5000 USD 254.5300 USD 254.6700 USD 254.7389 USD 254.7739 USD 254.7943 USD 254.7950 USD 254.8200 USD 254.8700 USD 254.9367 USD 254.9700 USD 255.0256 USD 255.1742 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Long
Increase Short
Opening a short position | 500 20
50 2 3 1
29,500 | 253.5537 USD 254.4665 USD
253.0000 USD 253.1550 USD 254.3600 USD 254.4100 USD
254.3600 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 06 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 34,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 | American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord