29th Apr 2021 13:19
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 28 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,491,117 2.87 | 2,166,155 0.96 | ||||
(2) Derivatives (other than options) | 1,891,600 0.84 | 61,082 0.03 | ||||
(3) Options and agreements to purchase/sell | 96,400 0.04 | 355,600 0.16 | ||||
Total | 8,479,117 3.75 | 2,582,837 1.15 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 5 1,786 20 58 1 578 25 4 4 15 15 1 19 100 35 3 21 27 152 31 83 27 38 48 25 110 4 76 100 273 45,666 110 1 16 9 7 7 13 5 74 4 400 3 50 200 154 300 870 100 400 171 99 200 700 4 200 1,137 12 1 100 200 200 75 28 81 100 36 22
83 203 1 103 115 1,786 20 545 20 130 17 1 244 1 3 24 4 6 152 30 4 1,162 48 4 200 26 9 170 25 499 40 110 273 20,851 110 22 2 506 14 55 14 360 5 13 89 213 154 41 100 26 | 233.1700 USD 233.4711 USD 233.4750 USD 233.6430 USD 233.7900 USD 233.8800 USD 234.8900 USD 235.6300 USD 235.6325 USD 235.7900 USD 236.5600 USD 237.7000 USD 237.8160 USD 237.8200 USD 237.9030 USD 237.9100 USD 237.9114 USD 238.1444 USD 238.1549 USD 238.2200 USD 238.2467 USD 238.2470 USD 238.2540 USD 238.2700 USD 238.2830 USD 238.3250 USD 238.3300 USD 238.3389 USD 238.3481 USD 238.3667 USD 238.3800 USD 238.3966 USD 238.4000 USD 238.4211 USD 238.4567 USD 238.5267 USD 238.5459 USD 238.5608 USD 238.5900 USD 238.5940 USD 238.6100 USD 238.6225 USD 238.6300 USD 238.6320 USD 238.6550 USD 238.6600 USD 238.6909 USD 238.6927 USD 238.7100 USD 238.7173 USD 238.7200 USD 238.7202 USD 238.7304 USD 238.7329 USD 238.7344 USD 238.7500 USD 238.7579 USD 238.7900 USD 238.8100 USD 238.8200 USD 238.8390 USD 238.8450 USD 238.8483 USD 238.8500 USD 238.8555 USD 238.8800 USD 238.9000 USD 238.9023 USD
233.2210 USD 233.4061 USD 233.4200 USD 233.4273 USD 233.4487 USD 233.4711 USD 233.4750 USD 233.4788 USD 233.4850 USD 233.4931 USD 233.5200 USD 233.7900 USD 233.8800 USD 234.0000 USD 234.3500 USD 234.6283 USD 235.6325 USD 236.1400 USD 236.2973 USD 236.8540 USD 237.1100 USD 237.6415 USD 237.7360 USD 237.7800 USD 237.8200 USD 238.0054 USD 238.0078 USD 238.0739 USD 238.1800 USD 238.1890 USD 238.1900 USD 238.3250 USD 238.3667 USD 238.3800 USD 238.3966 USD 238.4100 USD 238.4300 USD 238.4343 USD 238.5267 USD 238.5450 USD 238.5459 USD 238.5669 USD 238.5900 USD 238.6300 USD 238.6600 USD 238.6637 USD 238.6990 USD 238.7000 USD 238.7200 USD 238.8500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Short
Opening a long position
Opening a short position | 110
4
893
21,386 | 238.3190 USD
235.6325 USD
233.4661 USD
238.3800 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 29 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 | American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord