20th Nov 2020 13:26
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 19 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,978,997 3.49 | 2,704,147 1.18 | ||||
(2) Derivatives (other than options) | 2,543,773 1.11 | 77,472 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,522,770 4.60 | 2,807,919 1.22 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase
Sale
| 35,200
100 13 67 2 46 1 2,100 24 2 100 1 3,744 200 50 1 125 1 100 85 9 3 2 8 55 2 10 5 49 6 95 56 4 48
200 200 2 2 13 2 3 8 100 55 46 14 4 1 4 100 9 4 2,100 5 27 1,065 3,730 952 5 125 7 7 11 4 80 2 13 200 15 7 6 10 5 1 1 49 49 1 100 56 | NA
201.9800 202.2200 202.5660 202.6850 202.7262 202.7700 202.8246 202.8617 202.8750 202.8975 202.9100 202.9200 202.9250 202.9496 202.9600 202.9691 203.0100 203.0435 203.0929 203.0939 203.1567 203.1750 203.2000 203.2059 203.2100 203.3600 203.3760 203.4650 203.7400 203.8972 204.3191 204.3800 204.4400
202.1300 202.3950 202.4350 202.4600 202.4608 202.5250 202.5533 202.5688 202.5800 202.7100 202.7262 202.7500 202.7600 202.7700 202.7900 202.8100 202.8133 202.8150 202.8246 202.8480 202.8552 202.8782 202.9200 202.9390 202.9500 202.9691 203.0243 203.0529 203.0573 203.1100 203.1119 203.1450 203.1708 203.1950 203.2233 203.2357 203.2750 203.3600 203.3980 203.4400 203.4500 203.4650 203.4750 203.6200 203.9600 204.3191 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 1,000 1,100 94 31
46 | 202.7997 202.8473 202.9669 202.9939
202.7262 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 20 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord