17th Dec 2020 15:18
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 16 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,287,465 2.75 | 2,811,723 1.24 | ||||
(2) Derivatives (other than options) | 2,588,298 1.14 | 38,485 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 8,875,763 3.89 | 2,876,508 1.27 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale(Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 488,800
11 11 11 15 121 106 12,679 3 1 6 63 32 219 1 118 1 4 159 6 4 64 693 1 199 8 1,900 381 8 56 76 2 3 300 3 3 32
11 11 121 1 16,339 10 38 10 1 25 63 63 1 21 32 100 42 200 118 56 101 159 2 24 12 64 13 13 10 693 10 199 16 1,900 1,790 9 15 15 50 13 15 6 8 12 14 12 48 7 14 300 5 300 7 2 3 2 2 3 | N/A
208.0300 USD 208.2800 USD 208.3100 USD 208.7816 USD 209.1566 USD 209.2092 USD 209.2100 USD 209.2867 USD 209.4700 USD 209.4717 USD 209.4800 USD 209.6600 USD 209.7872 USD 209.8100 USD 209.8400 USD 209.8900 USD 209.9400 USD 209.9800 USD 210.0267 USD 210.0650 USD 210.0833 USD 210.1638 USD 210.1700 USD 210.2475 USD 210.2525 USD 210.2575 USD 210.2970 USD 210.3600 USD 210.5586 USD 210.8200 USD 211.2000 USD 211.2467 USD 211.5310 USD 211.6800 USD 211.6900 USD 211.8050 USD
208.0300 USD 208.3100 USD 209.1566 USD 209.2000 USD 209.2100 USD 209.2700 USD 209.3300 USD 209.3450 USD 209.3700 USD 209.3900 USD 209.4800 USD 209.4900 USD 209.6050 USD 209.6105 USD 209.6600 USD 209.6800 USD 209.7017 USD 209.7500 USD 209.8400 USD 209.8582 USD 209.9000 USD 209.9800 USD 209.9850 USD 210.0158 USD 210.0167 USD 210.0833 USD 210.0946 USD 210.0969 USD 210.1150 USD 210.1638 USD 210.2400 USD 210.2475 USD 210.2544 USD 210.2575 USD 210.3002 USD 210.3950 USD 210.4353 USD 210.4380 USD 210.4500 USD 210.4831 USD 210.5027 USD 210.5217 USD 210.5238 USD 210.5417 USD 210.5471 USD 210.7692 USD 210.8650 USD 210.8829 USD 211.2300 USD 211.5310 USD 211.5320 USD 211.5333 USD 211.5929 USD 211.6000 USD 211.6100 USD 211.6200 USD 211.6500 USD 211.6900 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long Long
Short Short Short Short Short | 1,100 199 800 300
11 121 159 423 270 | 210.2000 USD 210.2475 USD 210.3365 USD 211.5311 USD
208.3100 USD 209.1567 USD 209.9800 USD 210.1578 USD 210.1578 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 17 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord