28th May 2021 14:55
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 27 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,987,003 3.10
| 2,315,893 1.03
| ||||
(2) Derivatives (other than options) | 2,003,650 0.89
| 244,791 0.11
| ||||
(3) Options and agreements to purchase/sell | 146,000 0.06
| 355,600 0.16
| ||||
Total | 9,136,653 4.05
| 2,916,284 1.30
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales | 9,900
5 100 51 14 135 200 50 439 100 172 72 2 96 5,554 9,917 715 21,895 1,729 4,335 189 152 1,476 36 800 1,460 23 265 199 65 100 300 3 3 200 328 2 41
108 5,538 31 73 21,895 3 588 1 | N/A
254.6600 USD 254.5500 USD 254.5488 USD 254.5243 USD 254.4956 USD 254.3950 USD 254.3612 USD 254.2430 USD 254.1300 USD 254.0981 USD 254.0800 USD 254.0200 USD 253.8952 USD 253.8800 USD 253.6987 USD 253.4418 USD 253.3958 USD 253.3508 USD 253.2599 USD 253.1433 USD 253.1007 USD 252.9819 USD 252.8940 USD 252.7913 USD 252.6773 USD 252.2500 USD 252.1877 USD 252.1630 USD 252.1200 USD 252.0700 USD 252.0200 USD 252.0133 USD 251.9900 USD 251.9200 USD 251.7274 USD 251.4100 USD 251.2000 USD
254.0800 USD 253.8800 USD 253.8648 USD 253.8483 USD 253.3958 USD 252.0133 USD 252.0060 USD 251.4100 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Increase Short
Decrease Long
| 1
21,895 3 | 251.4100
253.3958 252.0127 |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 28 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option
| Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 51,400 3,100 44,000 8,200 300 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 | American American American American American American American American American American American American
| 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord