4th May 2021 14:48
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 03 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,413,702 2.84 | 2,219,557 0.98 | ||||
(2) Derivatives (other than options) | 1,939,979 0.86 | 61,087 0.03 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,484,081 3.76 | 2,636,244 1.17 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales sales | 39 27 2 3 4 2 2 2 41 41 32 4,584 9 2 4 10 120 33,606 31 2 2 4 2
39 27 4 2 17 27 50 48 26 2 24 14 4 19 606 2 226 2,387 187 75 17 17 44 207 55 26 41 100 3,699 100 100 537 375 2,395 6 76 215 587 6 624 584 70 42 16 4 33,606 84 365 41 68 107 33 94 2 7 98 16 7 11 20 2 855 2 932 18 2,973 328 6 4 245 351 2 4 2 63 62 64 14 14 | 250.4400 USD 251.4400 USD 252.0300 USD 252.1600 USD 252.1650 USD 252.2400 USD 252.2450 USD 252.2600 USD 252.4000 USD 252.4100 USD 252.4472 USD 252.4600 USD 252.4667 USD 252.5200 USD 252.5300 USD 252.5320 USD 252.5333 USD 252.5575 USD 252.5681 USD 252.6000 USD 252.6100 USD 252.6775 USD 252.6800 USD
250.4400 USD 251.4400 USD 251.4700 USD 251.8400 USD 251.8500 USD 251.8600 USD 251.8700 USD 251.8800 USD 251.9000 USD 251.9200 USD 252.1700 USD 252.2000 USD 252.2100 USD 252.2200 USD 252.2238 USD 252.2450 USD 252.2462 USD 252.2742 USD 252.2900 USD 252.3200 USD 252.3300 USD 252.3559 USD 252.3682 USD 252.3800 USD 252.4000 USD 252.4081 USD 252.4100 USD 252.4500 USD 252.4600 USD 252.4700 USD 252.4800 USD 252.4900 USD 252.4977 USD 252.4981 USD 252.4983 USD 252.5000 USD 252.5100 USD 252.5199 USD 252.5200 USD 252.5258 USD 252.5287 USD 252.5300 USD 252.5400 USD 252.5500 USD 252.5550 USD 252.5575 USD 252.5600 USD 252.5635 USD 252.5700 USD 252.5894 USD 252.6278 USD 252.6300 USD 252.6400 USD 252.6500 USD 252.6529 USD 252.6595 USD 252.6700 USD 252.6800 USD 252.7100 USD 252.7140 USD 252.7250 USD 252.7366 USD 252.7400 USD 252.7595 USD 252.7600 USD 252.7631 USD 252.8379 USD 252.8600 USD 252.8900 USD 252.9933 USD 253.0596 USD 253.1500 USD 253.1800 USD 253.1900 USD 253.2900 USD 253.3800 USD 253.4188 USD 253.4700 USD 253.6100 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Long Increase Short | 16,803 2 | 252.5275 USD 252.2450 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of anyrelevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 04 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 34,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 | American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord