27th May 2021 13:58
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 26 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,976,658 3.09
| 2,338,434 1.04
| ||||
(2) Derivatives (other than options) | 2,025,548 0.90
| 244,790 0.11
| ||||
(3) Options and agreements to purchase/sell | 146,000 0.06
| 355,600 0.16
| ||||
Total | 9,148,206 4.05
| 2,938,824 1.31
| ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 29,000
49 19 1 49 113 3 100 400 300 15 1,488 8 2 301 685 100 4 204 1,177 3,276 604 16,224 1,081 1,764 4,600 305 96 1 900 1,031 6 610 103 1 100 83 14,184 100 3 1,816 48 2 9,495 6,524 113 12 286
19 1 1 11 15 4 300 16,224 14 15 6 6 4 157 283 14,184 3 4 24,511 393 1,629 18 | N/A
252.4000 USD 252.3100 USD 252.1800 USD 252.1700 USD 252.1001 USD 252.0200 USD 252.0100 USD 251.9650 USD 251.9267 USD 251.9063 USD 251.8672 USD 251.8450 USD 251.8400 USD 251.8206 USD 251.8095 USD 251.7970 USD 251.7925 USD 251.7900 USD 251.7848 USD 251.7367 USD 251.7336 USD 251.7265 USD 251.7143 USD 251.7018 USD 251.6948 USD 251.6398 USD 251.6340 USD 251.6050 USD 251.5911 USD 251.5865 USD 251.5417 USD 251.4822 USD 251.4632 USD 251.3700 USD 251.3400 USD 251.2900 USD 251.2888 USD 251.2800 USD 251.2767 USD 251.2396 USD 251.2208 USD 251.2150 USD 251.1627 USD 251.0900 USD 250.9478 USD 250.8800 USD 250.8500 USD
252.3100 USD 252.1900 USD 252.1800 USD 252.1500 USD 251.9500 USD 251.7925 USD 251.7900 USD 251.7265 USD 251.6536 USD 251.6500 USD 251.5650 USD 251.5417 USD 251.3750 USD 251.3172 USD 251.3041 USD 251.2888 USD 251.2767 USD 251.2200 USD 251.0900 USD 250.9340 USD 250.9073 USD 250.6600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Short
Decrease Long
Decrease Short
Increase Long | 4 16,224
14,184
21,386
6 | 251.7925 USD 251.7265 USD
251.2888 USD
251.0900 USD
251.5424 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 27 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option
| Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 51,400 3,100 44,000 8,200 300 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 | American American American American American American American American American American American American
| 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord