4th Nov 2020 13:22
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 3 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,922,657 3.03 | 2,658,701 1.16 | ||||
(2) Derivatives (other than options) | 2,499,448 1.09 | 77,591 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,422,105 4.12 | 2,762,592 1.20 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchase
Sale | 547,700
11 9,401 15 1,453 987 100 23 62 3 8 261 10 9 2 6,186 31 100 2,100 4 231 51 10 100 1 2 24 100 70 206 1 100 3 3 6 10 3,670 100 18 1 1
1,537 462 200 11 10,221 15 169 200 100 100 9 2 23 21 93 62 16 3 3 26 56 1 2 57 16 6 100 4 95 15 557 200 513 1,913 200 261 10 101 202 100 6,186 100 400 100 41 14 1,000 4 208 122 1 200 600 300 2,100 500 1,000 58 16 24 231 800 700 100 100 100 36 221 25 800 1 4 1 1 9 3 400 1 18 108 70 206 500 3 15 3,670 200 32 | NA
179.9573 179.9600 179.9607 180.0185 180.0980 180.1100 180.2587 180.3600 180.6400 180.7300 181.8743 181.9000 181.9150 181.9400 181.9776 182.1250 182.1600 182.1605 182.1700 182.4293 182.4620 182.5040 182.5600 182.7200 182.9200 183.0483 183.0500 183.0700 183.1081 183.1200 183.1400 183.1500 183.1933 183.2000 183.2480 183.2800 183.3400 183.3594 183.4700 183.5350
179.9046 179.9401 179.9450 179.9573 179.9600 179.9607 179.9712 180.0150 180.0300 180.0700 180.1900 180.2500 180.2587 180.2600 180.3522 180.3600 180.4806 180.5600 180.6400 180.6473 180.6627 180.7500 180.8100 180.9539 181.1450 181.2600 181.3500 181.4050 181.4571 181.4600 181.6542 181.6900 181.7322 181.7731 181.7800 181.8743 181.9000 181.9114 181.9363 181.9700 181.9776 181.9800 181.9825 181.9900 182.0237 182.0579 182.0690 182.0750 182.0873 182.0932 182.1300 182.1463 182.1583 182.1600 182.1605 182.3550 182.3640 182.3779 182.3906 182.4125 182.4293 182.4400 182.4686 182.5150 182.5500 182.5600 182.5869 182.6156 182.6256 182.6563 182.6800 182.6900 182.7200 182.7700 182.8367 182.8500 182.8550 182.9300 183.0161 183.0378 183.0700 183.1081 183.1160 183.1833 183.1973 183.2800 183.3400 183.3716 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 11 23 1,186 170 91 2,198 1,100 1,000 2,802
15 | 179.9573 180.2587 181.0879 181.8692 181.8839 181.9721 182.1592 182.1620 182.3585
179.9604 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 4 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. 2
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord