24th Nov 2020 14:19
Ap19
REPLACEMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 23 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,902,599 3.46 | 2,712,352 1.19 | ||||
(2) Derivatives (other than options) | 2,549,774 1.11 | 77,364 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,452,373 4.57 | 2,816,016 1.23 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchase
Sale
| 64,300
16 100 2 1 100 100 13 100 7 2 40 4 6 3 103 2,100 26 2,600 100 100 3,781 1 4 420 754 1 6 3 1 681 5 1 200 3 57 2 1,222
16 2 95 2 100 100 1 1 200 9 1 7 96 7 40 40 1 400 2 1 6 20 300 100 300 2,100 11 200 26 200 2 3,781 25 2 420 754 2 8 187 300 5 27 100 49 84 2 1,727 | NA
198.6700 199.4000 199.4450 199.4800 199.6025 199.6048 199.9438 200.3500 200.4000 200.4950 200.5315 200.7000 200.8950 201.0533 201.3100 201.3236 201.4292 201.5292 201.7200 201.7400 201.8065 201.8200 201.8225 201.8457 201.8476 201.8500 201.8583 201.8767 202.0300 202.1204 202.5500 202.8500 202.9100 203.0100 203.1600 203.1750 203.1800
198.6700 199.2550 199.4343 199.4600 199.6048 199.6650 199.8700 199.9100 200.1650 200.1833 200.3800 200.4000 200.4025 200.4100 200.5315 200.5320 200.6900 200.7800 200.7900 200.8100 200.8950 200.9685 201.0700 201.1500 201.2867 201.3236 201.3582 201.4150 201.4292 201.4550 201.7700 201.8065 201.8260 201.8300 201.8457 201.8476 201.9550 202.0063 202.1464 202.5167 202.5500 202.8800 202.9400 203.0449 203.0750 203.1750 203.1800 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 32 6 1,100 1,000 420 2 8
100 26 3,781 754 | 199.8696 200.9000 201.2777 201.3740 201.8457 203.1750 203.1796
199.6048 201.4292 201.8065 201.8476 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 24 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord