7th Dec 2020 13:37
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 04 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,659,904 2.91 | 2,740,830 1.20 | ||||
(2) Derivatives (other than options) | 2,567,322 1.12 | 75,159 0.03 | ||||
(3) Options and agreements to purchase/sell | 0.00 | 26,300 0.01 | ||||
Total | 9,227,226 4.03 | 2,842,289 1.24 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale(Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 1,529,300
3 1 1 1 26 1 37 3 6 36 102 11 72 4 11 28 2,100 26 1 1 200 3,990 18 58 381 378 632 300 15 177 10 100 2 5 7,561 75 11 1,755 1 175 100 1 106 100 10 100 3 1 2 100
3 200 3 13 100 100 29 26 2 1,600 4 100 6 100 7 599 2,100 300 200 177 200 58 297 3 378 632 100 5 5 300 2 533 8 100 272 103 500 6 6,555 75 6 1,302 305 84 76 175 200 100 100 2 4 291 100 100 200 101 100 2 100 | N/A
210.1800 USD 210.3000 USD 210.4600 USD 210.4700 USD 210.5300 USD 210.5600 USD 210.6770 USD 210.7350 USD 210.7717 USD 210.8922 USD 210.9600 USD 211.0109 USD 211.0824 USD 211.1100 USD 211.1264 USD 211.1300 USD 211.1555 USD 211.1577 USD 211.1800 USD 211.2100 USD 211.2600 USD 211.2642 USD 211.2883 USD 211.3312 USD 211.3360 USD 211.3748 USD 211.3796 USD 211.4208 USD 211.4420 USD 211.4556 USD 211.4570 USD 211.4800 USD 211.4950 USD 211.5600 USD 211.6000 USD 211.6004 USD 211.6200 USD 211.6326 USD 211.6700 USD 211.7693 USD 211.9400 USD 211.9900 USD 212.0900 USD 212.1500 USD 212.1870 USD 212.2200 USD 212.2367 USD 212.3000 USD 212.3600 USD 212.6900 USD
209.8100 USD 209.8500 USD 210.1800 USD 210.3100 USD 210.4100 USD 210.4900 USD 210.5300 USD 210.5400 USD 210.5550 USD 210.8025 USD 210.8850 USD 210.9600 USD 211.0167 USD 211.1200 USD 211.1343 USD 211.1344 USD 211.1555 USD 211.1867 USD 211.2200 USD 211.2565 USD 211.2600 USD 211.3312 USD 211.3629 USD 211.3700 USD 211.3748 USD 211.3796 USD 211.3900 USD 211.4040 USD 211.4140 USD 211.4208 USD 211.4250 USD 211.4368 USD 211.4675 USD 211.4800 USD 211.4922 USD 211.4950 USD 211.5380 USD 211.5733 USD 211.6000 USD 211.6004 USD 211.6333 USD 211.6371 USD 211.7008 USD 211.7100 USD 211.7424 USD 211.7693 USD 211.8100 USD 211.9400 USD 212.0100 USD 212.0150 USD 212.0750 USD 212.0774 USD 212.0900 USD 212.1100 USD 212.1500 USD 212.2122 USD 212.2200 USD 212.3600 USD 212.6900 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long
Short Short | 1,000 1,100 58
632 75 | 211.1352 USD 211.1739 USD 211.3372 USD
211.3796 USD 211.6004 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of anyrelevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 07 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord