29th Sep 2020 12:30
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 28 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 5,783,565 2.50 | 2,584,479 1.12 | ||||
(2) Derivatives (other than options) | 2,401,950 1.04 | 80,963 0.04 | ||||
(3) Options and agreements to purchase/sell | 99,600 0.04 |
| ||||
Total | 8,285,115 3.58 | 2,665,442 1.16 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchase
Sale | 68,000
7 1,049 7 100 100 2,300 4,200 100 50 250 100 100 50 50 900 500 50 50 100 100 52 12,629 1 1,200 5 1 309 12,213 18 716 265 4 9 18,396 83 25 31
7 4 26 2 14 100 2,564 100 2,970 17 27 5 1 19 652 26 9 68 12,629 28 6 1 390 1 5 18 8 31 5 997 1,498 5 12 4 186 64 92 538 1 200 5 14 1 11 1 1,200 30 1,131 10 11 5 9 10 1 193 367 3,360 12,213 600 716 4,019 222 100 185 17 10 54 1,441 9 21,395 18 43 56 618 4 2,473 122 5 36 151 7 200 388 10 33 30 | NA
196.3600 199.1792 199.6000 199.6400 199.6500 199.7161 199.7725 199.7900 199.8600 199.8900 200.0100 200.0500 200.0600 200.1100 200.1433 200.2450 200.2700 200.3100 200.3200 200.3700 200.4000 201.5249 202.5200 202.6015 202.6400 202.7900 202.8338 203.0027 203.0267 203.0997 203.2426 203.2625 203.4278 203.4300 203.4353 203.5550 203.5729
196.3600 198.8800 199.2000 199.4400 199.5400 199.6594 199.7094 199.7946 199.9211 199.9700 200.0000 200.0200 200.0400 200.0500 200.2765 200.3400 201.0100 201.3476 201.5249 201.5350 201.5400 201.6350 201.7195 201.7500 201.9300 201.9500 201.9700 201.9900 202.0000 202.0065 202.0759 202.1300 202.2200 202.2800 202.3055 202.3344 202.3801 202.4255 202.4600 202.4700 202.4900 202.5100 202.5200 202.5500 202.5600 202.6015 202.6200 202.6393 202.7100 202.7200 202.7300 202.7500 202.7700 202.8000 202.8284 202.8385 202.9228 203.0027 203.0900 203.0997 203.1115 203.1737 203.3400 203.3564 203.3700 203.3900 203.4000 203.4187 203.4278 203.4300 203.4900 203.5100 203.5700 203.7246 203.7600 203.7692 203.7963 203.8200 203.8400 203.8648 203.8700 203.9500 203.9722 203.9800 204.0300 204.1600 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 40 4,403 8,186 1,200 12,213 9
428 93 195 | 199.5661 199.7428 202.4930 202.6015 203.0027 203.4278
202.8373 203.0380 203.6859 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 29 September 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord