24th May 2021 12:38
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 21 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,030,396 3.12 | 2,358,622 1.05 | ||||
(2) Derivatives (other than options) | 2,040,049 0.90 | 249,934 0.11 | ||||
(3) Options and agreements to purchase/sell | 146,000 0.06 | 355,600 0.16 | ||||
Total | 9,216,445 4.08 | 2,964,156 1.32 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 238,800
10 2 45 3,990 1 10 6 6 31 4 22 102 14 300 200 53 76
8 3 1 8 71 34 45 157 20 20 1 121 3 1 28 129 8 4,302 1 63 1 117 7 11 1 40 5 29 3 30 2 81 25 10 1 1 1 2 1 1 1 4 8 6 26 22 14 1 15 800 | #N\A
253.0500 USD 253.1150 USD 253.1200 USD 253.2100 USD 253.8500 USD 254.1900 USD 254.3700 USD 254.3733 USD 254.4351 USD 254.4718 USD 254.4946 USD 254.5265 USD 254.5414 USD 254.6833 USD 254.7050 USD 254.7094 USD 254.8000 USD
252.9550 USD 253.0067 USD 253.0100 USD 253.0800 USD 253.0900 USD 253.0985 USD 253.1200 USD 253.1582 USD 253.1620 USD 253.1740 USD 253.1750 USD 253.1754 USD 253.1900 USD 253.2000 USD 253.2014 USD 253.2038 USD 253.2075 USD 253.2100 USD 253.2300 USD 253.2324 USD 253.2400 USD 253.2467 USD 253.2471 USD 253.2645 USD 253.2700 USD 253.2728 USD 253.2760 USD 253.2900 USD 253.2933 USD 253.3200 USD 253.3300 USD 253.3523 USD 253.3596 USD 253.3900 USD 253.4400 USD 253.4800 USD 253.5100 USD 253.5350 USD 253.8500 USD 253.8600 USD 254.0800 USD 254.2950 USD 254.3200 USD 254.3733 USD 254.4188 USD 254.4946 USD 254.6300 USD 254.7500 USD 254.7600 USD 254.8800 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Short
Increase Short | 22
6 | 254.4944 USD
254.3733 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of anyrelevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 24 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option
| Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 51,400 3,100 44,000 8,200 300 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 | American American American American American American American American American American American American
| 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord