17th May 2021 12:32
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 14 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,563,716 2.91 | 2,326,296 1.03 | ||||
(2) Derivatives (other than options) | 2,012,483 0.89 | 200,644 0.09 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,706,599 3.86 | 2,882,540 1.28 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 62,300
8 1 22 10 100 9 1 1 1 1 116 4 1 1 21 1 5 5 1 1 17 8,219 1,000 102 239 3,584 467 11 400 154 408 305 12,420 1,474 5,906 22 894 18 20 380 17 100 80 500 29 100 100 100 151 8 94
8 200 1 1 1 1 1 5 1 1 69 10,308 3 1 43 1 2 1,000 1 2 154 12,420 2 100 1 6 8 1 894 17 36 40 34 200 2 154 6 58 34 10 200 200 302 16 1 188 | N/A
252.0000 USD 252.1900 USD 252.5850 USD 252.6710 USD 252.7900 USD 253.2044 USD 253.2500 USD 253.4300 USD 253.6200 USD 253.7200 USD 253.8438 USD 253.9850 USD 254.0300 USD 254.1200 USD 254.1233 USD 254.1300 USD 254.1700 USD 254.1720 USD 254.1750 USD 254.2050 USD 254.2150 USD 254.2400 USD 254.4870 USD 254.5008 USD 254.5312 USD 254.5351 USD 254.5577 USD 254.5900 USD 254.5975 USD 254.6000 USD 254.6125 USD 254.6152 USD 254.6291 USD 254.6400 USD 254.6546 USD 254.7300 USD 254.8266 USD 254.8580 USD 254.8687 USD 254.8700 USD 254.8725 USD 254.9000 USD 254.9264 USD 255.0270 USD 255.0325 USD 255.1460 USD 255.1900 USD 255.2576 USD 255.2597 USD 255.2835 USD 255.3495 USD
252.0000 USD 252.7900 USD 253.2500 USD 253.2700 USD 253.8300 USD 253.9900 USD 254.1300 USD 254.1720 USD 254.1750 USD 254.1850 USD 254.1900 USD 254.2400 USD 254.3200 USD 254.3700 USD 254.4565 USD 254.4600 USD 254.4700 USD 254.4870 USD 254.5000 USD 254.5800 USD 254.6000 USD 254.6291 USD 254.7150 USD 254.7300 USD 254.7400 USD 254.7733 USD 254.7825 USD 254.8100 USD 254.8266 USD 254.8371 USD 254.8580 USD 254.8687 USD 254.8725 USD 254.9000 USD 254.9250 USD 254.9264 USD 254.9268 USD 255.0325 USD 255.0471 USD 255.0960 USD 255.1900 USD 255.2576 USD 255.2597 USD 255.2835 USD 255.3100 USD 255.3495 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Decrease Short Increase Short | 1,000 12,420 1 5 | 254.4870 USD 254.6291 USD 253.2472 USD 254.1720 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred
to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities
to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 17 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option
| Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 12,600 7,400 14,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 260.00 260.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 15/10/2021 16/07/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord