12th Nov 2020 13:48
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 11 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,904,337 3.02 | 2,703,211 1.18 | ||||
(2) Derivatives (other than options) | 2,530,273 1.11 | 100,541 0.04 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,434,610 4.13 | 2,830,052 1.23 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase
Sale
| 10 3 78 5,400 40 49 109 320 15 600 1 100 2,200 129 5 1 13,389 19 101 5,400 16 47 108 5,800 261 200 5,400 1 300 102 2 1,610 44 82 591 20 40 80 30 1,172 11 11
10 3 210 3 8,113 14 16 49 154 600 5 14 1,800 2,200 94 27 1 1 13,389 187 12 11 8,873 14 3,730 20 11,200 261 100 3,473 179 41 3 6 15 1,610 44 20 44 90 10 158 30 983 11 57 | 199.1500 199.2700 199.8600 199.9900 200.0318 200.0800 200.1389 200.1469 200.2160 200.2307 200.2600 200.3100 200.3972 200.4086 200.4600 200.6000 200.6203 200.6705 200.6900 200.7800 200.7850 200.8020 200.8066 200.8100 200.8400 200.8600 200.8650 200.8900 200.9133 200.9700 200.9800 201.0216 201.1000 201.1007 201.2473 201.2800 201.3300 201.3700 201.4197 201.4200 201.7200 201.7500
199.1500 199.2700 199.9095 199.9700 199.9900 200.0321 200.0400 200.0800 200.1387 200.2307 200.3200 200.3489 200.3911 200.3972 200.4626 200.5515 200.6000 200.6100 200.6203 200.6435 200.6708 200.7532 200.7800 200.8036 200.8100 200.8175 200.8365 200.8400 200.8500 200.8650 200.8887 200.9407 200.9600 200.9800 201.0047 201.0216 201.0400 201.0960 201.2700 201.2750 201.2800 201.2904 201.4197 201.4200 201.7500 202.0200 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 2,713 1,100 1,100 3,473 3,730 3,473 30
600 248 373 989 10 11 | 199.9600 200.3948 200.3995 200.7500 200.7800 200.8350 201.4196
200.2307 200.5530 201.1009 201.1009 201.2804 201.7500 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 12 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord