21st Apr 2021 15:23
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 20 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,392,932 2.83 | 2,121,096 0.94 | ||||
(2) Derivatives (other than options) | 1,863,707 0.82 | 38,499 0.02 | ||||
(3) Options and agreements to purchase/sell | 200 0.00 | 303,300 0.13 | ||||
Total | 8,256,839 3.65 | 2,462,895 1.09 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 5,000
3 15 1,931 1 1 2 64 94 20 101 214 12 5 5 1 18 2 1 20 18 1 21 21 3 1,500 9 5 22
1,612 2 64 2 214 11 5 21 11 1,300 100 100 100 40 1,500 2 99 | N/A
235.7900 USD 236.1600 USD 234.8200 USD 236.6600 USD 236.1400 USD 236.4050 USD 235.6803 USD 235.7261 USD 234.8300 USD 235.7300 USD 235.6442 USD 235.6800 USD 236.5500 USD 236.5520 USD 235.5600 USD 235.5700 USD 235.3300 USD 235.6200 USD 235.6340 USD 235.6211 USD 235.8900 USD 235.7450 USD 235.7350 USD 236.0700 USD 236.5962 USD 235.5711 USD 235.5960 USD 234.8400 USD
234.8200 USD 236.4050 USD 235.7056 USD 235.4500 USD 235.6442 USD 235.6800 USD 236.5520 USD 235.7450 USD 235.6900 USD 236.6100 USD 236.6300 USD 236.5700 USD 236.3900 USD 235.7025 USD 236.5962 USD 235.5800 USD 236.2200 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Long
Increase Short
Decrease Long | 1,500
5 214
2 | 236.5962 USD
236.5520 USD 235.6442 USD
236.4050 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
Put Option Call Option | Written Purchased | 200 200 | 240.0000 240.0000 | American American | 15/10/2021 15/10/2021 | 13.0000 17.3000 |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 21 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Put Option Call Option
| Written Written Written Written Written Written Purchased
| 46,200 71,700 77,400 104,700 3,100 200 200 | 270.00 270.00 270.00 270.00 270.00 240.00 240.00 | American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021
|
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord