9th Dec 2020 14:48
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 08 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,707,601 2.93 | 2,757,415 1.21 | ||||
(2) Derivatives (other than options) | 2,572,156 1.12 | 74,567 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,279,757 4.05 | 2,858,282 1.25 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale(Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 8,600
39 2 6 2 102 6 1 19 2,100 4 1 37 3 583 45 3 10 1 2 6 2 4 1 5 4 13 2 16,752 1 1 1 8 2 1 4 4 1 1 17 1 7 3 1 7 9 56 6 1 8 1 51 2 1 1 6 1 1 4 3 18 4 2 1 28
100 104 200 9 1 102 100 2 20 2,100 37 33 100 44 123 30 200 20 37 14 3 32 583 22 45 29 25 100 27 417 772 121 16,027 16 100 10 101 1 | N/A
206.5700 USD 206.6300 USD 207.3258 USD 208.1800 USD 208.4357 USD 208.4850 USD 208.8500 USD 208.9150 USD 208.9468 USD 209.0350 USD 209.0800 USD 209.1076 USD 209.1633 USD 209.1851 USD 209.1896 USD 209.2100 USD 209.2450 USD 209.3400 USD 209.3900 USD 209.4517 USD 209.4550 USD 209.4700 USD 209.5100 USD 209.5300 USD 209.5350 USD 209.5377 USD 209.5750 USD 209.5900 USD 209.6100 USD 209.6500 USD 209.6700 USD 209.6788 USD 209.7000 USD 209.7200 USD 209.7250 USD 209.7275 USD 209.7300 USD 209.7400 USD 209.7418 USD 209.7700 USD 209.7714 USD 209.7733 USD 209.8100 USD 209.8157 USD 209.8222 USD 209.8264 USD 209.8300 USD 209.8400 USD 209.8588 USD 209.8600 USD 209.8602 USD 209.8700 USD 209.8800 USD 209.8900 USD 209.9075 USD 209.9100 USD 210.0000 USD 210.0050 USD 210.0100 USD 210.0200 USD 210.0650 USD 210.0900 USD 210.1400 USD 210.1900 USD
205.3400 USD 205.3896 USD 206.9850 USD 207.6700 USD 208.3700 USD 208.4357 USD 208.8200 USD 208.8500 USD 208.9278 USD 208.9468 USD 209.0265 USD 209.0400 USD 209.0800 USD 209.0864 USD 209.0870 USD 209.0970 USD 209.1100 USD 209.1325 USD 209.1341 USD 209.1521 USD 209.1633 USD 209.1656 USD 209.1851 USD 209.1877 USD 209.1896 USD 209.2238 USD 209.2480 USD 209.2900 USD 209.3181 USD 209.3367 USD 209.3542 USD 209.4539 USD 209.5900 USD 209.7600 USD 209.7800 USD 209.9400 USD 210.0644 USD 210.1100 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long Long Long
Short | 1,000 1,100 35 125 423
102 | 208.9133 USD 208.9772 USD 209.1854 USD 209.1854 USD 209.1873 USD
208.4357 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of anyrelevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 09 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord