26th May 2021 13:33
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 25 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,949,644 3.08
| 2,351,004 1.04
| ||||
(2) Derivatives (other than options) | 2,039,726 0.90
| 249,948 0.11
| ||||
(3) Options and agreements to purchase/sell | 146,000 0.06
| 355,600 0.16
| ||||
Total | 9,135,370 4.04
| 2,956,552 1.31
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 26,900
3 3 4 1 1 1 6 13 15 12 4 9 9 15,082 2 63 4 26 2 82 1,019 5 1 18 4 2 1 25 1
3 4 1 1 1 101 400 15 100 100 100 100 58 66 2 4 1 27 82 1 1 1 82 9 9 6 14,298 24 3 1 2,365 355 282 1 10 2 2 25 20 | N/A
253.5433 USD 253.5200 USD 253.1800 USD 253.1100 USD 253.1000 USD 253.0100 USD 252.7400 USD 252.6523 USD 252.6400 USD 252.6025 USD 252.5350 USD 252.3322 USD 252.3300 USD 252.3100 USD 252.2600 USD 252.2500 USD 252.2400 USD 252.1954 USD 252.1950 USD 252.1900 USD 252.1843 USD 252.1300 USD 252.1200 USD 252.1000 USD 252.0925 USD 252.0750 USD 252.0000 USD 251.9860 USD 251.6300 USD
253.5433 USD 253.1800 USD 253.1100 USD 253.0200 USD 253.0100 USD 252.9600 USD 252.9325 USD 252.9300 USD 252.7323 USD 252.7087 USD 252.6900 USD 252.6600 USD 252.5834 USD 252.5816 USD 252.5150 USD 252.4875 USD 252.4600 USD 252.4102 USD 252.4027 USD 252.4000 USD 252.3800 USD 252.3700 USD 252.3632 USD 252.3378 USD 252.3322 USD 252.3167 USD 252.3100 USD 252.2892 USD 252.2167 USD 252.2000 USD 252.1621 USD 252.1551 USD 252.1500 USD 252.1200 USD 252.1100 USD 252.0950 USD 252.0800 USD 252.0508 USD 251.6600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Short
Decrease Long | 9
3 | 252.3322
253.5428 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 26 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option
| Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 51,400 3,100 44,000 8,200 300 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 | American American American American American American American American American American American American
| 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord