16th Nov 2020 11:37
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 13 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,524,810 3.29 | 2,696,687 1.18 | ||||
(2) Derivatives (other than options) | 2,534,003 1.11 | 87,856 0.04 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,058,813 4.40 | 2,810,843 1.23 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase
Sale
| 611,500
59 59 1 1 5 1 2 2 4 1 2,200 2 34 22 170 328 17 10 100 106 5 3 5 2 23 1 2 100 1 1 3 100 8,295 30 515 100 205 100
59 1 1 1 56 300 1 100 2 1 1,100 2,200 100 800 14 1,000 34 12 3 328 1,000 100 100 100 5 10 100 100 507 100 2 200 2 641 30 515 50 205 200 | NA
200.7300 200.7305 201.8500 201.9300 202.1860 202.7100 202.7300 202.7450 202.7700 203.0300 203.0823 203.2300 203.2729 203.4914 203.5026 203.6542 203.7065 203.7930 203.8200 203.9111 203.9500 203.9700 204.0200 204.0750 204.1000 204.1200 204.1900 204.2200 204.2400 204.2600 204.3133 204.3500 204.4400 204.4403 204.4475 204.5300 204.5322 204.7400
200.7305 201.5700 201.6300 201.8500 202.4650 202.6150 202.6200 202.6500 202.7600 202.9100 203.0009 203.0823 203.1028 203.1525 203.1543 203.2260 203.2729 203.3792 203.6033 203.6542 203.6800 203.8200 203.9100 203.9300 203.9500 204.0200 204.0800 204.1005 204.1580 204.2200 204.2400 204.3500 204.3800 204.4400 204.4403 204.4475 204.5300 204.5322 204.7400 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 1,100 1,100 34 5
59 201 18 109 30 515 50 | 203.0641 203.1005 203.2729 204.4396
200.7305 203.4053 203.7683 204.0773 204.4404 204.4475 204.5300 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 16 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord