11th Dec 2020 15:57
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 09 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,718,708 2.94 | 2,762,587 1.21 | ||||
(2) Derivatives (other than options) | 2,573,745 1.13 | 48,504 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,292,453 4.07 | 2,837,391 1.24 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase(New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 34,100
1 59 4 1 17 8,431 4 3,000 124 68 253 11 424 51 7 234 27 22 2,100 151 1 10 209 3 1 118 1 91 2 1 59 428 1 19 100
1 1 13 33 1 11 1 33 50 17 300 3 1 3 500 1 97 2 18 14 43 1 25 2 33 1 12 16 1 3 60 7 25 300 31,772 16 3,000 100 20 15 6 39 1 3 14 253 56 51 424 18 1,300 19 54 7 33 88 20 4 9 25 2,100 151 7 500 100 15 10 7 10 43 29 400 102 1 7 118 800 5 20 25 1 2 91 89 100 428 60 1 | N/A
205.2850 USD 206.0030 USD 206.0300 USD 206.9600 USD 207.0329 USD 207.0500 USD 207.0550 USD 207.0708 USD 207.1306 USD 207.1869 USD 207.1955 USD 207.2000 USD 207.2355 USD 207.2400 USD 207.2821 USD 207.2831 USD 207.3300 USD 207.4186 USD 207.4950 USD 207.5437 USD 207.6200 USD 207.6540 USD 207.7104 USD 207.8833 USD 207.8900 USD 207.8926 USD 208.0450 USD 208.0596 USD 208.0900 USD 208.1000 USD 208.1510 USD 208.1604 USD 209.5900 USD 209.9000 USD 210.2300 USD
205.0950 USD 205.2200 USD 205.3060 USD 205.3999 USD 205.6000 USD 205.6611 USD 205.6900 USD 205.9596 USD 205.9940 USD 206.1860 USD 206.1967 USD 206.2450 USD 206.2900 USD 206.3200 USD 206.4120 USD 206.4300 USD 206.4643 USD 206.5876 USD 206.6138 USD 206.7297 USD 206.7800 USD 206.8050 USD 206.8179 USD 206.8300 USD 206.8450 USD 206.8500 USD 206.8550 USD 206.8569 USD 206.8600 USD 206.8850 USD 206.8953 USD 206.9371 USD 206.9616 USD 206.9733 USD 207.0500 USD 207.0550 USD 207.0708 USD 207.0895 USD 207.0940 USD 207.1033 USD 207.1142 USD 207.1300 USD 207.1500 USD 207.1633 USD 207.1886 USD 207.1955 USD 207.2143 USD 207.2329 USD 207.2355 USD 207.2411 USD 207.2508 USD 207.2763 USD 207.3300 USD 207.3629 USD 207.3633 USD 207.4200 USD 207.4534 USD 207.4625 USD 207.4700 USD 207.4701 USD 207.4950 USD 207.5437 USD 207.5614 USD 207.5640 USD 207.5920 USD 207.5933 USD 207.5976 USD 207.6257 USD 207.6540 USD 207.7012 USD 207.7766 USD 207.7975 USD 207.8200 USD 207.8400 USD 207.8700 USD 207.8926 USD 207.9050 USD 207.9079 USD 207.9258 USD 207.9518 USD 208.0254 USD 208.0569 USD 208.0596 USD 208.0600 USD 208.0702 USD 208.1604 USD 208.3300 USD 209.5900 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long Long Long Long Long Long Long
Short Short | 3 23,000 3,000 105 49 99 1,000 1,100 148
424 428 | 206.3196 USD 207.0500 USD 207.0708 USD 207.1931 USD 207.1931 USD 207.2087 USD 207.4940 USD 207.4959 USD 207.5685 USD
207.2355 USD 208.1604 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 11 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord