4th Nov 2020 13:22
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 2 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,467,834 3.27 | 2,640,209 1.15 | ||||
(2) Derivatives (other than options) | 2,491,071 1.09 | 83,780 0.04 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,958,905 4.36 | 2,750,289 1.20 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 976,800
49 13 13,044 23 149 100 7 14 63 4 2 2 4 2 4 317 2,100 9 1 46 7,000 1,046 2 86 3 3 3,000 3,000 3 67 3,400 2,500 339 77 24 11
68 120 98 13 21,270 23 100 149 100 100 200 200 14 14 61 100 100 200 100 200 400 100 22 13 400 317 22 200 700 200 100 2,100 24 25 29 19 33 200 21 200 23 800 9 25 131 46 100 100 254 186 3,000 100 2 100 100 12 52 11 201 195 3 2 4 100 | NA
180.6000 180.6377 180.6400 180.6404 180.8819 181.0200 181.1300 181.2193 181.2324 181.2750 181.3250 181.3600 181.7250 181.7800 181.7950 182.0214 182.1695 182.4100 182.4200 182.5400 182.6100 182.7692 182.7850 182.9500 182.9533 182.9567 182.9800 182.9925 183.0067 183.1600 183.1775 183.1886 183.4215 183.7700 183.9150 184.0100
180.5200 180.5413 180.6000 180.6377 180.6400 180.6404 180.7700 180.8819 180.9400 180.9800 181.0200 181.1300 181.2193 181.2200 181.2216 181.2700 181.2900 181.6750 181.7700 181.8000 181.9825 182.0000 182.0077 182.0081 182.0100 182.0214 182.0695 182.0750 182.1171 182.1300 182.1400 182.1695 182.1788 182.1980 182.2190 182.2342 182.2791 182.2950 182.3048 182.3100 182.3196 182.3300 182.4100 182.4676 182.5000 182.5400 182.7300 182.8200 182.8213 182.9500 182.9925 183.1600 183.2400 183.2500 183.4800 183.9150 183.9500 184.0100 184.1500 184.1921 184.2367 184.3300 184.3350 184.9500 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 13 14 317 1,000 1,100
23 3,000 12 | 180.6377 181.2196 182.0214 182.1174 182.2168
180.6404 182.9925 183.9150 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
Call Option | Selling | 119,500 | 230.00 USD | American | 15JAN21 | 0.50 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 4 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord