25th Aug 2020 13:43
Ap19
Amendment
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 17 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 4,092,572 1.77 | 2,289,210 0.99 | ||||
(2) Derivatives (other than options) | 2,144,237 0.93 | 178,610 0.08 | ||||
(3) Options and agreements to purchase/sell | 101,700 0.04 | 50,400 0.02 | ||||
Total | 6,338,509 2.74 | 2,518,220 1.09 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (Note 5) USD |
Purchase (New Borrow)
Purchase
Sale | 13,500
4,659 2 56 1,336 125 1 8 45 3 2 22 8 2 3,300 2 2 2 12
4,698 92 508 200 396 39 2 76 1,336 120 353 100 125 100 534 19 126 10 16 382 3,300 200 2,365 2 | N/A
196.7200 197.2000 197.2696 197.4751 197.5296 197.5400 197.6813 197.7093 197.7133 197.7400 197.7977 197.8600 197.9100 197.9172 197.9700 198.3650 198.3750 198.5650
196.7200 196.7900 196.9955 197.0400 197.1785 197.1923 197.2000 197.4546 197.4751 197.4846 197.4855 197.5200 197.5296 197.5400 197.6578 197.7000 197.7032 197.7380 197.7894 197.9166 197.9172 197.9200 197.9885 198.3750 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) USD |
Equity Swap | Long
Short | 814 522 3,300
125 | 197.4723 197.4947 197.9172
197.5297 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
Call Option Call Option Put Option Put Option | Selling Purchasing Purchasing Selling | 43,400 101,700 7,000 6,400 | 200.00 230.00 200.00 190.00 | American American American American | 21 Aug 20 15 Jan 21 21 Aug 20 16 Oct 20 | 1.25 USD 2.80 USD 3.30 USD 5.40 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 25 August 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
Ap23
SUPPLEMENTAL FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 43,400 | 200.00 USD | American | 21-Aug-20 |
Call Option | Purchased | 101,700 | 230.00 USD | American | 15-Jan-21 |
Put Option | Purchased | 7,000 | 200.00 USD | American | 21-Aug-20 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord