30th Nov 2020 12:19
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 25 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 8,096,490 3.54 | 2,780,591 1.22 | ||||
(2) Derivatives (other than options) | 2,538,153 1.11 | 77,609 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,634,643 4.65 | 2,884,500 1.26 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase
Sale
| 23,100
2 3 94 8 271 19 17 2 2 7 1 100 129 11 300 1 729 1,194 2,000 2 419 120 200 14 3,614 670 2 24 46 84 14,280 3 15 810 7,954 103 500 4 100 11 9 188 5 1,585 86 3 4 23 4 6 12 1 1 19 1 2 135
200 100 200 100 100 300 100 6 200 1 2 75 300 100 7 100 94 100 1 2 8 76 11 2 7 1 3 14 11 483 7 100 729 2,000 11 300 1 1 670 8 217 14,280 3 22 2 68 8 400 3 192 4 6 18 384 500 65 32 4 145 11 282 291 4 130 14 1 70,311 86 200 90 34 9 15 56 1 14 5 | NA
204.5200 204.7900 205.0000 205.0450 205.2628 205.7216 205.8535 205.9300 205.9525 206.1900 206.2400 206.2900 206.3153 206.4582 206.5700 206.5800 206.6125 206.6348 206.6464 206.7550 206.8761 206.9052 206.9200 206.9421 206.9664 206.9737 207.0250 207.0767 207.1133 207.1852 207.2361 207.2367 207.2533 207.3246 207.4640 207.5561 207.7719 207.8200 207.9050 207.9300 207.9700 207.9735 208.0020 208.0700 208.0776 208.1000 208.1100 208.2104 208.2225 208.4817 208.5225 208.6000 208.6400 208.6647 208.6900 208.7500 208.7655
204.0472 204.1046 204.2050 204.2282 204.2668 204.2691 204.4784 204.5167 204.5383 204.5900 204.6500 204.6750 204.7259 204.7485 204.8300 204.9660 205.0000 205.1000 205.3000 205.3050 205.4163 205.7679 205.9300 205.9400 206.0143 206.0500 206.0900 206.2786 206.4627 206.5147 206.5571 206.5600 206.6125 206.6464 206.7300 206.7333 206.7600 206.8500 206.9737 207.0588 207.0651 207.2361 207.2800 207.2927 207.3600 207.3612 207.3650 207.4175 207.5800 207.6858 207.6900 207.6967 207.7203 207.7585 207.7719 207.8580 207.8900 207.9000 207.9045 207.9300 207.9735 207.9748 208.0150 208.0422 208.0479 208.0500 208.0700 208.0776 208.1450 208.1582 208.2138 208.2200 208.3560 208.3713 208.3900 208.5071 208.6260 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 900 1,100 222 278
729 642 28 14,280 86 | 206.6313 206.6587 207.3992 208.0696
206.6125 206.9737 206.9739 207.2360 208.0776 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 30 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord