16th Sep 2020 14:24
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 10 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 4,948,753 2.14 | 2,424,945 1.05 | ||||
(2) Derivatives (other than options) | 2,258,361 0.98 | 93,315 0.04 | ||||
(3) Options and agreements to purchase/sell | 99,600 0.04 |
| ||||
Total | 7,306,714 3.16 | 2,518,260 1.09 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchase
Sale | 26,800
5,978 30 45 51 1,047 1 84 105 31 21 1 3 136 8 3,400 35
8,362 36 25 9 45 8 495 147 218 16 1,047 58 84 360 7 105 31 100 84 9 7 108 37 6 900 214 100 3 1 304 3,400 3 100 18 2 2,060 2 111 7 20 4 3 2 67 | NA
202.050 202.460 202.480 203.084 203.111 203.390 203.418 203.590 203.630 203.877 203.880 203.910 203.920 204.024 204.187 204.975
202.050 202.130 202.305 202.520 202.568 202.610 202.944 202.964 202.999 203.074 203.111 203.292 203.418 203.488 203.550 203.590 203.630 203.640 203.693 203.734 203.736 203.802 203.909 204.000 204.014 204.068 204.090 204.150 204.180 204.183 204.187 204.190 204.207 204.308 204.310 204.334 204.400 204.412 204.443 204.532 204.685 204.787 204.915 205.028 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 96 797 250 3,400
7,881 84 | 202.0500 203.0739 203.2347 204.1869
202.0500 203.4118 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 16 September 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 101,700 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Call Option | Written | 8,500 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord