30th Dec 2020 13:13
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 22 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,350,436 2.78 | 2,971,444 1.31 | ||||
(2) Derivatives (other than options) | 2,761,813 1.22 | 25,259 0.01 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,112,249 4.00 | 3,023,003 1.33 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase(New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 49,000
3 90 6 309 8 14 5 6 16 1,189 1,600 5 22 119 9 309 6 9 7 4 7
250 88 5 3 3 5 309 4 4 12 700 5 11 13,968 4 106 1,600 119 2 11 1 2 309 20 800 3 27 1 145 114 2 14 20 14 13 23 5 16 24 2 9 81 21 20 8 6 42 15 2 2 11 1 1 1 2 | N/A
207.0050 USD 207.0600 USD 208.5217 USD 208.5984 USD 208.7688 USD 209.0321 USD 209.1500 USD 209.2083 USD 209.2188 USD 209.2300 USD 209.3465 USD 209.3880 USD 209.4141 USD 209.4457 USD 209.6633 USD 209.7717 USD 209.9117 USD 209.9511 USD 209.9829 USD 210.2375 USD 210.2643 USD
206.6860 USD 206.7713 USD 206.8180 USD 207.0050 USD 207.0150 USD 207.0600 USD 208.5984 USD 208.9900 USD 209.0100 USD 209.1300 USD 209.1457 USD 209.1500 USD 209.2100 USD 209.2300 USD 209.3000 USD 209.3210 USD 209.3465 USD 209.4457 USD 209.4600 USD 209.5436 USD 209.6200 USD 209.6700 USD 209.7717 USD 209.7800 USD 209.8188 USD 209.8200 USD 209.8219 USD 209.8400 USD 209.8601 USD 209.8656 USD 209.8900 USD 209.9000 USD 209.9115 USD 209.9200 USD 209.9346 USD 209.9513 USD 209.9610 USD 209.9794 USD 210.0138 USD 210.0300 USD 210.0422 USD 210.0495 USD 210.0824 USD 210.1075 USD 210.1763 USD 210.1783 USD 210.2052 USD 210.2080 USD 210.2500 USD 210.2900 USD 210.4155 USD 210.4800 USD 210.5000 USD 210.5800 USD 210.8000 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long Long
Short Short | 13,000 1,100 500 309
309 119 | 209.2300 USD 209.3418 USD 209.3570 USD 209.7777 USD
208.5984 USD 209.4398 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 30 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord