12th Nov 2020 13:51
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 9 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,833,225 2.99 | 2,687,757 1.18 | ||||
(2) Derivatives (other than options) | 2,513,066 1.10 | 88,882 0.04 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,346,291 4.09 | 2,802,939 1.23 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 217,100
3 11 100 1,025 21,154 100 4 7 23 4 100 598 57 3 4 14 20 852 118 108 119 2,160 402 2,160 72 201 100 100 222 2,200 100 400 3,000 22 100 98 26 3 3 5 100 100 100 414 92 1
3 100 2 136 200 1,025 22,543 9 3 200 1 2 14 3 23 4 5 100 200 598 200 57 100 200 32 2,160 2,160 144 2 200 243 2,200 156 100 100 400 500 600 1,141 3,000 22 100 126 26 860 3 1 3 109 100 1 5 5 191 | NA
190.3500 192.3200 192.8500 192.9025 192.9100 193.2400 193.2525 193.5300 193.5700 194.2525 194.3400 194.5117 194.7686 194.8700 194.9100 195.0300 195.0700 195.1420 195.1432 195.1569 195.1878 195.1947 195.2070 195.2072 195.2900 195.3634 195.3900 195.4100 195.4548 195.4974 195.5700 195.6700 195.7384 195.7500 195.8100 195.8266 195.8500 196.2150 196.2250 196.7300 202.0100 202.0200 202.2500 202.3708 202.5600 202.7300
190.3500 191.2700 191.9500 192.1625 192.8500 192.9025 192.9100 193.0233 193.1800 193.2400 193.3600 193.5650 193.8471 194.1867 194.2139 194.2525 194.3100 194.3300 194.3400 194.5117 194.6500 194.7686 194.9100 195.0850 195.1478 195.1947 195.2072 195.2900 195.3700 195.4100 195.4800 195.4974 195.5592 195.5700 195.5950 195.6700 195.6960 195.7033 195.7367 195.7384 195.7500 195.8100 195.8183 195.8500 195.9579 196.0900 196.1500 196.2250 196.5849 196.6500 196.6700 196.7300 196.7400 197.6151 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 1,025 1 3 57 1,100 1,100 3,000
13,000 2,160 | 192.9025 193.3596 194.5496 194.7686 195.4845 195.5102 195.7384
192.9100 195.2072 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other
person relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred
to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 12 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord