8th Apr 2021 17:23
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 06 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,247,909 2.76 | 2,043,185 0.90 | ||||
(2) Derivatives (other than options) | 1,764,990 0.78 | 33,940 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 300,000 0.00 | ||||
Total | 8,012,899 3.54 | 2,080,125 0.92 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 64,400
2 241 100 4 6 300 530 19 46 51 500 100 2,665 4,109 76 5 4 410 232 147 21 222 1 12,400 8 903 300 50 190 58 155 310 1,509 627 40 18 5 45 10 2,200 450 100 576 47 127 102 239 46,483 2,000 50 200 100 1,600 1,067 742 5 10 11,631 1,214 77 105
1 9 3 241 530 2 1 18 28 222 14 14 6 9 2 190 6 3 26 30 153 4 1,509 3 79 94 1 20 5 10 4 47 14 27 31 7 6 84 5 11,872 14
| N/A
233.2350 USD 233.3100 USD 233.3500 USD 233.3825 USD 233.4000 USD 233.4267 USD 233.4500 USD 233.4642 USD 233.4926 USD 233.4931 USD 233.5180 USD 233.5300 USD 233.5849 USD 233.6000 USD 233.6020 USD 233.6050 USD 233.6150 USD 233.6239 USD 233.6283 USD 233.6376 USD 233.6605 USD 233.6700 USD 233.7200 USD 233.7300 USD 233.7344 USD 233.7451 USD 233.7600 USD 233.7608 USD 233.7624 USD 233.7900 USD 233.7908 USD 233.7945 USD 233.8011 USD 233.8270 USD 233.8505 USD 233.8583 USD 233.8700 USD 233.8962 USD 233.9180 USD 233.9400 USD 233.9464 USD 233.9500 USD 233.9527 USD 233.9800 USD 233.9900 USD 234.0200 USD 234.0259 USD 234.0628 USD 234.0750 USD 234.0786 USD 234.0850 USD 234.0900 USD 234.1000 USD 234.1082 USD 234.1100 USD 234.1400 USD 234.1600 USD 234.2200 USD 234.2300 USD 234.2416 USD 234.2586 USD
233.1000 USD 233.1400 USD 233.2400 USD 233.3100 USD 233.4500 USD 233.5050 USD 233.5200 USD 233.5817 USD 233.6482 USD 233.6700 USD 233.6857 USD 233.7064 USD 233.7400 USD 233.7478 USD 233.7600 USD 233.7624 USD 233.7700 USD 233.7767 USD 233.7800 USD 233.7843 USD 233.7908 USD 233.7975 USD 233.8011 USD 233.8067 USD 233.8272 USD 233.8501 USD 233.8600 USD 233.8680 USD 233.8700 USD 233.9070 USD 233.9225 USD 233.9800 USD 233.9886 USD 233.9900 USD 234.0365 USD 234.0371 USD 234.0900 USD 234.1100 USD 234.1900 USD 234.2200 USD 234.2300 USD
| |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long Decrease Short | 1,509 190 | 233.8011 USD 233.7624 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
Call Option | Selling | 3000 | 270.00 USD | American | 17DEC21 | 6.2800 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 07 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option | Written Written Written Written | 46,200 71,700 77,400 104,700 | 270.00 USD 270.00 USD 270.00 USD 270.00 USD | American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021
|
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord