3rd Jun 2021 13:37
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 01 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,990,154 3.10
| 2,301,981 1.02
| ||||
(2) Derivatives (other than options) | 1,991,499 0.88
| 246,490 0.11
| ||||
(3) Options and agreements to purchase/sell | 146,000 0.06
| 355,600 0.16
| ||||
Total | 9,127,653 4.04
| 2,904,071 1.29
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 26,300
1 10 3,600 1 1 1 100 3 1 123 1 1 1 1 1 1 2 2 1 2 1 57 1 1 1 1 1 1 267 1 2 1 2 1 1 1 3 1 2 380 1 3 1 1 7 2 8 1 2 2 2,508 1 2,293 4 2 1 33 26 1 2 1 33,915 36 1 158 4 6 921 1 110 7 95 2 108 1,083 5 109 1 22 1 14 106 7 7 4 7 8 14 3 12 103 54 101 301 801 301 2 3 7,111 2 1 10 100 3,386 1 60 8 2 1 2 101 684 3 1 101 2 1 3 1 1 2 15 1 1 3 1 1 1 1 2 1 1 1 1 2 1 100 1
1 1 492 1,808 1 100 2 3 8 116 1 2 4 2 1 1 111 353 1 2 1 91 483 2 188 76 2 2 1 1 55 1 3 380 2 2 4 6 2 3 1 3 1 2,508 4 3 1 90 1 2 1 9,306 14 1 2 421 1 1 921 1 110 10 4 6 11 6 347 3 10 1 3 749 3 46 4 17 2 2 7 9 8 4 1 10 4 1 1 1 2 46 2 2 1 61 142 2 9 2 2 2 2 240 1 2 2 1 2 1 1 17 3 2 1 1 1 1 2 2 1 1 2 1 200 106 6 | N/A
255.5050 USD 255.0800 USD 254.4972 USD 254.4900 USD 254.3300 USD 254.3000 USD 254.2700 USD 254.2300 USD 254.2200 USD 254.2100 USD 254.1900 USD 254.1700 USD 254.1300 USD 254.1100 USD 254.1000 USD 254.0700 USD 254.0050 USD 254.0000 USD 253.9700 USD 253.9500 USD 253.9400 USD 253.9288 USD 253.9200 USD 253.8800 USD 253.8200 USD 253.7700 USD 253.7200 USD 253.6500 USD 253.6157 USD 253.6100 USD 253.6000 USD 253.5900 USD 253.5825 USD 253.5800 USD 253.5500 USD 253.5400 USD 253.5200 USD 253.5100 USD 253.4900 USD 253.4520 USD 253.4500 USD 253.4300 USD 253.4200 USD 253.4000 USD 253.3914 USD 253.3800 USD 253.3700 USD 253.3500 USD 253.3400 USD 253.3200 USD 253.3157 USD 253.3100 USD 253.3071 USD 253.3000 USD 253.2900 USD 253.2800 USD 253.2715 USD 253.2712 USD 253.2700 USD 253.2600 USD 253.2500 USD 253.2400 USD 253.2300 USD 253.2200 USD 253.2188 USD 253.2100 USD 253.2000 USD 253.1994 USD 253.1900 USD 253.1891 USD 253.1800 USD 253.1700 USD 253.1600 USD 253.1500 USD 253.1400 USD 253.1300 USD 253.1200 USD 253.1100 USD 253.1050 USD 253.1000 USD 253.0900 USD 253.0800 USD 253.0714 USD 253.0700 USD 253.0600 USD 253.0500 USD 253.0400 USD 253.0300 USD 253.0200 USD 253.0100 USD 253.0000 USD 252.9870 USD 252.9800 USD 252.9775 USD 252.9700 USD 252.9643 USD 252.9600 USD 252.9500 USD 252.9488 USD 252.9300 USD 252.9200 USD 252.9150 USD 252.9100 USD 252.8882 USD 252.8800 USD 252.8700 USD 252.8600 USD 252.8500 USD 252.8400 USD 252.8300 USD 252.8200 USD 252.8167 USD 252.7800 USD 252.7700 USD 252.7600 USD 252.7400 USD 252.7200 USD 252.7100 USD 252.7000 USD 252.6900 USD 252.6500 USD 252.6400 USD 252.6300 USD 252.6200 USD 252.5900 USD 252.5800 USD 252.5700 USD 252.5600 USD 252.5500 USD 252.5400 USD 252.5200 USD 252.5100 USD 252.4900 USD 252.4400 USD 252.4300 USD 252.4100 USD 252.3750 USD 252.2400 USD
255.5250 USD 255.5050 USD 254.9741 USD 254.8629 USD 254.4900 USD 254.2700 USD 254.2600 USD 254.2300 USD 254.2125 USD 254.2100 USD 254.1100 USD 254.0950 USD 254.0850 USD 254.0050 USD 253.9700 USD 253.9500 USD 253.9400 USD 253.9399 USD 253.9200 USD 253.8550 USD 253.8200 USD 253.7854 USD 253.7667 USD 253.6850 USD 253.6700 USD 253.6300 USD 253.6000 USD 253.5825 USD 253.5800 USD 253.5500 USD 253.5431 USD 253.5400 USD 253.5200 USD 253.4520 USD 253.4350 USD 253.4300 USD 253.4200 USD 253.3700 USD 253.3550 USD 253.3500 USD 253.3400 USD 253.3300 USD 253.3200 USD 253.3157 USD 253.3100 USD 253.2900 USD 253.2800 USD 253.2750 USD 253.2700 USD 253.2550 USD 253.2500 USD 253.2400 USD 253.2300 USD 253.2200 USD 253.2150 USD 253.2122 USD 253.2100 USD 253.2000 USD 253.1994 USD 253.1900 USD 253.1891 USD 253.1820 USD 253.1800 USD 253.1700 USD 253.1600 USD 253.1500 USD 253.1416 USD 253.1400 USD 253.1320 USD 253.1100 USD 253.1000 USD 253.0912 USD 253.0900 USD 253.0850 USD 253.0800 USD 253.0700 USD 253.0600 USD 253.0550 USD 253.0500 USD 253.0400 USD 253.0300 USD 253.0250 USD 253.0200 USD 253.0100 USD 253.0000 USD 252.9800 USD 252.9700 USD 252.9600 USD 252.9500 USD 252.9348 USD 252.9300 USD 252.9200 USD 252.9100 USD 252.8700 USD 252.8692 USD 252.8650 USD 252.8600 USD 252.8500 USD 252.8450 USD 252.8200 USD 252.7800 USD 252.7662 USD 252.7600 USD 252.7400 USD 252.7250 USD 252.7200 USD 252.7050 USD 252.6900 USD 252.6500 USD 252.6400 USD 252.6200 USD 252.6100 USD 252.5900 USD 252.5800 USD 252.5600 USD 252.5500 USD 252.5400 USD 252.5300 USD 252.4900 USD 252.4400 USD 252.4300 USD 252.4100 USD 252.3750 USD 252.3167 USD 252.2300 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Increase Short
Decrease Long
Decrease Short
Opening a long position | 1 2,508 110
380
921 100
1 | 254.2300 USD 253.3157 USD 253.1891 USD
253.4520 USD
253.1994 USD 252.3750 USD
255.5020 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 03 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option
| Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 51,400 3,100 44,000 8,200 300 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 | American American American American American American American American American American American American
| 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord