28th Apr 2021 15:08
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 26 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,366,832 2.82 | 2,147,165 0.95 | ||||
(2) Derivatives (other than options) | 1,890,707 0.84 | 39,446 0.02 | ||||
(3) Options and agreements to purchase/sell | 85,000 0.04 | 355,600 0.16 | ||||
Total | 8,342,539 3.70 | 2,542,211 1.13 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 77,100
709 55 1 10 4 6 2 21 1 3 10 3 11 59 44 20 29 62 1 3 2 29 83 84
1,500 2,200 500 353 116 232 352 608 2,453 300 630 1,600 200 8,129 400 656 41 143 100 435 765 200 100 324 4 10 35 6 6 33 21 3 99 2 1 3 5 50 31 50 195 62 1 2 83 | N/A
229.5200 USD 229.5900 USD 230.0900 USD 230.1880 USD 230.2600 USD 230.2800 USD 230.2900 USD 230.3528 USD 230.6200 USD 230.8900 USD 230.9480 USD 231.0167 USD 231.5900 USD 231.6400 USD 231.6605 USD 231.7200 USD 231.7497 USD 231.8385 USD 231.8700 USD 231.8800 USD 231.8850 USD 231.9128 USD 231.9400 USD 231.9402 USD
229.4400 USD 229.4438 USD 229.4440 USD 229.4450 USD 229.4500 USD 229.4555 USD 229.4573 USD 229.4586 USD 229.4634 USD 229.4650 USD 229.4660 USD 229.4738 USD 229.4800 USD 229.4820 USD 229.4950 USD 229.5200 USD 229.5300 USD 229.5384 USD 229.5400 USD 229.5850 USD 229.5950 USD 229.6050 USD 229.6100 USD 229.6193 USD 229.6600 USD 230.1480 USD 230.2286 USD 230.2800 USD 230.2900 USD 230.3300 USD 230.3528 USD 230.4500 USD 230.4592 USD 230.5250 USD 230.5700 USD 230.8900 USD 230.9480 USD 231.4600 USD 231.5400 USD 231.6400 USD 231.8308 USD 231.8385 USD 231.8800 USD 231.8850 USD 231.9400 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Short
| 21
5 2 | 230.3529 USD
230.9480 USD 231.8850 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
Call Option | Purchased | 40,000 | 260.00 | American | 17/12/2021 | 6.70 |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred
to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities
to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 28 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 40,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 | American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord